IN THE SUPREME COURT OF FLORIDA
NO. SC00-1351
_________________________________________________________
CHARLES W. FINNEY
Petitioner,
v.
MICHAEL W. MOORE,
Secretary, Florida Department of Corrections,
Respondent.
________________________________________________________
_________________________________________
PETITION FOR WRIT OF HABEAS CORPUS
_________________________________________
Joseph T. Hobson
Florida Bar No. 0507600
CAPITAL COLLATERAL REGIONAL
COUNSEL - MIDDLE REGION
3801 Corporex Park Drive
Suite 210
Tampa, FL 33619-1136
(813) 740-3544
COUNSEL FOR PETITIONER
i
PRELIMINARY STATEMENT
This is Mr. Finney's first habeas corpus petition in this Court.
Art. 1, Sec. 13 of the Florida Constitution provides: "The writ of
habeas corpus shall be grantable of right, freely and without cost."
This petition for habeas corpus relief is being filed in order to
address substantial claims of error under the Fourth, Fifth, Sixth,
Eighth and Fourteenth Amendments to the United States Constitution,
claims demonstrating that Mr. Finney was deprived of the right to a
fair, reliable, and individualized sentencing proceeding and that the
proceedings resulting in his conviction and death sentences violated
fundamental constitutional imperatives.
Citations shall be as follows: The record on appeal concerning
the original court proceedings shall be referred to as "R. "
followed by the appropriate page number. The postconviction record
on appeal will be referred to as
"PC-R. " followed by the appropriate page number.
All other references will be self-explanatory or otherwise
explained herein.
ii
TABLE OF CONTENTS
Page
PRELIMINARY STATEMENT . . . . . . . . . . . . . . . . . . . i
TABLE OF CONTENTS . . . . . . . . . . . . . . . . . . . . . ii
TABLE OF AUTHORITIES . . . . . . . . . . . . . . . . . . . iv
INTRODUCTION . . . . . . . . . . . . . . . . . . . . . . . 1
JURISDICTION TO ENTERTAIN PETITION
AND GRANT HABEAS CORPUS RELIEF . . . . . . . . . . . . 2
GROUNDS FOR HABEAS CORPUS RELIEF . . . . . . . . . . . . . 3
PROCEDURAL HISTORY . . . . . . . . . . . . . . . . . . . . 4
ISSUE I
APPELLATE COUNSEL RENDERED INEFFECTIVE ASSISTANCE OF COUNSEL BY
FAILING TO RAISE THE ISSUE OF THE TRIAL COURT ALLOWING, OVER
DEFENSE OBJECTION, THE ADMISSION INTO EVIDENCE OF CERTAIN
PHOTOGRAPHS OF THE VICTIM, SANDRA SUTHERLAND. . . . . 6
ISSUE II
APPELLATE COUNSEL RENDERED INEFFECTIVE ASSISTANCE OF COUNSEL BY
FAILING TO RAISE THE ISSUE OF THE TRIAL COURT ALLOWING RUTH
SUTHERLAND, THE MOTHER OF THE VICTIM, TO REMAIN IN THE COURTROOM
TO OBSERVE THE TRIAL AFTER SHE HAD COMPLETED HER TESTIMONY. 8
ISSUE III
APPELLATE COUNSEL RENDERED INEFFECTIVE ASSISTANCE OF COUNSEL BY
FAILING TO RAISE THE ISSUE OF THE TRIAL COURT NEVER RULING ON
TRIAL COUNSEL’S MOTION FOR SEQUESTRATION.
. . . . . . . . . . . . . . . . . . . . . . . . . . . 11
ISSUE IV
APPELLATE COUNSEL RENDERED INEFFECTIVE ASSISTANCE OF COUNSEL BY
FAILING TO RAISE THE ISSUE OF THE TRIAL COURT EXCUSING TWO JURORS
FOR CAUSE.
. . . . . . . . . . . . . . . . . . . . . . . . . . . 12
iii
ISSUE V
APPELLATE COUNSEL RENDERED INEFFECTIVE ASSISTANCE OF COUNSEL BY
FAILING TO RAISE THE ISSUE OF THE TRIAL COURT REFUSING TO INSTRUCT
THE JURY TO DISREGARD THE COMMENT MADE BY THE STATE ATTORNEY IN
CLOSING ARGUMENT THAT NO SEMEN WAS FOUND IN THE VICTIM EITHER
VAGINALLY OR ANALLY. . . . . . . . . . . . . . . . . . 13
ISSUE VI
MR. FINNEY’S EIGHTH AMENDMENT RIGHT AGAINST CRUEL AND UNUSUAL
PUNISHMENT WILL BE VIOLATED AS MR. FINNEY MAY BE INCOMPETENT AT
THE TIME OF EXECUTION.
. . . . . . . . . . . . . . . . . . . . . . . . . . . 14
ISSUE VII
EXECUTION BY ELECTROCUTION IS CRUEL AND/OR UNUSUAL PUNISHMENT AND
VIOLATES Mr. Finney’S RIGHTS UNDER THE EIGHTH AND FOURTEENTH
AMENDMENTS OF THE UNITED STATES CONSTITUTION AND UNDER OF THE
FLORIDA CONSTITUTION.
. . . . . . . . . . . . . . . . . . . . . . . . . . . 17
A. The Death Penalty Reform Act of 2000 is unconstitutional, so
electrocution remains the mandated form of execution
.. . . . . . . . . . . . . . . . . . . . . . . . 17
B. Death by electrocution is cruel and/or unusual punishment
which violates Petitioner’s rights under the Eighth and
Fourteenth Amendments of the United States Constitution and
Article I, section Seventeen of the Florida Constitution.
. . . . . . . . . . . . . . . . . . . . . . . . 20
ISSUE VIII
EXECUTION BY LETHAL INJECTION IS CRUEL AND/OR UNUSUAL PUNISHMENT
AND VIOLATES Mr. Finney’S RIGHTS UNDER THE EIGHTH AND FOURTEENTH
AMENDMENTS OF THE UNITED STATES CONSTITUTION AND UNDER OF THE
FLORIDA CONSTITUTION.
. . . . . . . . . . . . . . . . . . . . . . . . . . . 21
CERTIFICATE OF SERVICE . . . . . . . . . . . . . . . . . . 26
CERTIFICATE OF COMPLIANCE . . . . . . . . . . . . . . . . . 27
iv
v
TABLE OF AUTHORITIES
Page
Baggett v. Wainwright,
229 So. 2d 239, 243 (Fla. 1969) . . . . . . . . . 2, 18
Barclay v. Wainwriqht,
444 So.2d 956, 959 (Fla. 1984) . . . . . . . . . . . . 1
Boykin v. Alabama,
395 U.S. 238 (1969) . . . . . . . . . . . . . . . . . 18
Brown v. Wainwright,
392 So. 2d 1327 (Fla. 1981) . . . . . . . . . . . . . 2
Bryant v. State,
765 So. 2d 68 (Fla. 4
th DCA 2000) . . . . . . . . . . . 12Cf. Glass v. Louisiana,
471 U.S. 1080, 1084 (1985) . . . . . . . . . . . . . . 24
Chapman v. California,
87 S. Ct. 824 (1967) . . . . . . . . . . . . . . . . . 7
Cubie v. State,
345 So. 2d 1061 ( Fla. 1977) . . . . . . . . . . . . . 10
Dallas v. Wainwright,
175 So. 2d 785 (Fla. 1965) . . . . . . . . . . . . . . 3
DeShields v. State,
534 A.2d 630, 639 n.7 (Del. 1987) . . . . . . . . . . 18
Downs v. Dugger,
514 So. 2d 1069 (Fla. 1987) . . . . . . . . . . . . . 2
Estelle v. Gamble,
429 U.S. 97, 102 (1976) . . . . . . . . . . . . . . . 22
Farmer v. Brennan,
511 U.S. 825, 846 (1994) . . . . . . . . . . . . . . . 23
Finney v. State,
660 So. 2d 674 (Fla. 1995) . . . . . . . . . . . . 4, 14
vi
Fitzpatrick v. Wainwright,
490 So.2d 938, 940 (Fla. 1986) . . . . . . . . . . . . 1
Ford v. Wainwright,
477 U.S. 399,
106 S.Ct. 2595 (1986) . . . . . . . . . . . . . . . . 14
Franco v. State,
2001 WL 87826 (Fla. App. 4 Dist.) . . . . . . . . . . 12
Furman v. Georgia,
408 U.S. 238, 266 (1972) . . . . . . . . . . . . . . . . . 24
Gregg v. Georgia,
428 U.S. 153, 173 (1976) . . . . . . . . . . . . . . . 22
Herrera v. Collins,
506 U.S. 390,
113 S. Ct. 853,
122 L.Ed.2d 203 (1993) . . . . . . . . . . . . . . . . 15
Hudson v. McMillian,
503 U.S. 1, 16-17 (1992) . . . . . . . . . . . . . . . 23
In re Medley,
134 U.S. 160, 171, 172 (1890) . . . . . . . . . . . . 23
In RE: Provenzano,
No. 00-13193 (11
th Cir. June 21, 2000) . . . . . . . . 15Jones v. McAndrew,
No. 4:97-CV-103-RH at 34-35 (N.D. Fla. February 20, 1998) 24
Lamadline v. State,
303 So.2d 17 (Fla. 1990) . . . . . . . . . . . . . . . 19
Martin v. Wainwright,
497 So.2d 872 (1986) . . . . . . . . . . . . . . . . . 15
Martinez-Villareal v. Stewart,
118 S. Ct. 1618,
523 U.S. 637,
140 L.Ed.2d 849 (1998) . . . . . . . . . . . . . . . . 15
Maynard v. Cartwright,
486 U.S. 356 (1988) . . . . . . . . . . . . . . . . . 23
vii
Palmes v. Wainwright,
460 So. 2d 362 (Fla. 1984) . . . . . . . . . . . . . . 3
Poland v. Stewart,
41 F. Supp. 2d 1037 (D. Ariz 1999) . . . . . . . . . . 15
Ramirez v. State,
241 So. 2d 744 (Fla. 4
th DCA 1970) . . . . . . . . . . 10Randolph v. State,
463 So. 2d 186 (Fla. 1985) . . . . . . . . . . . . . . 9
Rhodes v. Chapman,
452 U.S. 337, 346 (1981) . . . . . . . . . . . . . . 22
Riley v. Wainwright,
517 So. 2d 656 (Fla. 1987) . . . . . . . . . . . . . . 2
Smith v. State,
400 So. 2d 956, 960 (Fla. 1981) . . . . . . . . . . . 2
State v. DiGuilio,
491 So. 2d 1129 (Fla. 1986) . . . . . . . . . . . . . 7
State v. Fitzpatrick,
684 P.2d 1112, 1113 (Mont. 1984) . . . . . . . . . . . 18
State v. Hernandez,
645 So.2d 432 (Fla. 1994) . . . . . . . . . . . . . . 19
Thomas v. State,
372 So. 2d 997 (Fla. 4
th DCA 1979) . . . . . . . . . . 9Trop v. Dulles,
356 U.S. 86, 101 (1958) . . . . . . . . . . . . . 23, 24
Vickers v. Stewart,
144 F3d 613, 617 (9
th Cir. 1988) . . . . . . . . . . . 18Washington v. Dowling,
109 So. 588 (Fla. 1926) . . . . . . . . . . . . . . . 17
Way v. Dugger,
568 So. 2d 1263 (Fla. 1990) . . . . . . . . . . . . . 2
Weems v. United States,
217 U.S. 349, 372 (1910) . . . . . . . . . . . . . . . 24
viii
Weems v. United States,
217 U.S. 349, 373 (1909) . . . . . . . . . . . . . . . 22
Wilkerson v. Utah,
99 U.S. 130, 135 (1879) . . . . . . . . . . . . . . . 24
Wilson v. Wainwright,
474 So. 2d 1163 (Fla. 1985) . . . . . . . . . . . . . 2
Wilson v. Wainwriqht,
474 So.2d 1162, 1164 (Fla. 1985) . . . . . . . . . . . 1
1
INTRODUCTION
Significant errors which occurred at Petitioner' capital
trial and sentencing were not presented to this Court on direct
appeal due to the ineffective assistance of appellate counsel.
The issues, which appellate counsel neglected, demonstrate
that counsel's performance was deficient and that the
deficiencies prejudiced Petitioner. "[E]xtant legal
principles...provided a clear basis for
... compelling appellateargument[s]." Fitzpatrick v. Wainwright, 490 So.2d 938, 940
(Fla. 1986). Neglecting to raise fundamental issues such as
those discussed herein "is far below the range of acceptable
appellate performance and must undermine confidence in the
fairness and correctness of the outcome." Wilson v. Wainwriqht,
474 So.2d 1162, 1164 (Fla. 1985). Individually and
"cumulatively," Barclay v. Wainwriqht, 444 So.2d 956, 959 (Fla.
1984), the claims appellate counsel omitted establish that
"
confidence in the correctness and fairness of the result hasbeen undermined." Wilson, 474 So.2d at 1165 (emphasis in
original).
Additionally, this petition presents questions that were
ruled on in direct appeal, but should now be revisited in light
of subsequent case law or in order to correct error in the
appeal process that denied fundamental constitutional rights.
2
As this petition will demonstrate, Mr. Finney is entitled to
habeas relief.
JURISDICTION TO ENTERTAIN PETITION
AND GRANT HABEAS CORPUS RELIEF
This is an original action under Fla. R. App. P. 9.100(a). See
Art. 1, Sec. 13, Fla. Const. This Court has original jurisdiction
pursuant to Fla. R. App. P. 9.030(a)(3) and Article V, sec. 3(b)(9),
Fla. Const. The petition presents constitutional issues which
directly concern the judgment of this Court during the appellate
process and the legality of Mr. Finney's sentence of death.
Jurisdiction in this action lies in this Court, see, e.g.,
Smith v. State, 400 So. 2d 956, 960 (Fla. 1981), for the fundamental
constitutional errors challenged herein arise in the context of a
capital case in which this Court heard and denied Mr. Finney’ direct
appeal. See Wilson, 474 So. 2d at 1163; Baggett v. Wainwright, 229
So. 2d 239, 243 (Fla. 1969); cf. Brown v. Wainwright, 392 So. 2d 1327
(Fla. 1981). A petition for a writ of habeas corpus is the proper
means for Mr. Finney to raise the claims presented herein. See,
e.g., Way v. Dugger, 568 So. 2d 1263 (Fla. 1990); Downs v. Dugger,
514 So. 2d 1069 (Fla. 1987); Riley v. Wainwright, 517 So. 2d 656
(Fla. 1987); Wilson, 474 So. 2d at 1162.
3
This Court has the inherent power to do justice. The ends of
justice call on the Court to grant the relief sought in this case, as
the Court has done in similar cases in the past. The petition pleads
claims involving fundamental constitutional error. See Dallas v.
Wainwright, 175 So. 2d 785 (Fla. 1965); Palmes v. Wainwright, 460 So.
2d 362 (Fla. 1984). The Court's exercise of its habeas corpus
jurisdiction, and of its authority to correct constitutional errors
such as those herein pled, is warranted in this action. As the
petition shows, habeas corpus relief would be more than proper on the
basis of Mr. Finney's claims.
GROUNDS FOR HABEAS CORPUS RELIEF
By his petition for a writ of habeas corpus, Mr. Finney asserts
that his capital conviction and sentence of death were obtained and
then affirmed during this Court's appellate review process in
violation of his rights as guaranteed by the Fourth, Fifth, Sixth,
Eighth and Fourteenth Amendments to the United State Constitution and
the corresponding provisions of the Florida Constitution.
4
PROCEDURAL HISTORY
Appellant was charged by indictment dated February 13, 1991,
with first degree murder, sexual battery and dealing in stolen
property (R.16-19). The sexual battery charge was nolle
prossed. (R.143).
The case proceeded to trial on September 14-18, 1992. The
jury returned verdicts of guilty on all counts (R-93). In the
penalty phase, appellant, over a defense objection was shackled
(R. 815). The jury by a vote of 9-3 recommended the death
penalty (R.98). On November 10, 1992, after denying as legally
insufficient appellant’s motion for disqualification, the trial
judge imposed a death sentence for the murder conviction, a
sentence of life imprisonment for the armed robbery conviction
and a fifteen-year sentence for the conviction of dealing in
stolen property (R.143).
On direct appeal, the Florida Supreme Court affirmed Mr.
Finney’s convictions and sentences, Finney v. State, 660 So. 2d
674 (Fla. 1995).
On April 16, 1999, Mr. Jack Crooks, then of Capital
Collateral Regional Counsel Middle, (CCRC-M), filed on behalf of
5
appellant a thirty-page final amended motion for postconviction
relief. This motion contained five claims.
The circuit court held a Huff hearing on appellant’s 3.850
motion on May 26, 1999, (PC-R. 272-297).
As a result of this Huff hearing, an Order was entered on
June 9, 1999, by the Circuit Court granting an evidentiary
hearing on only one of appellant’s five claims (PC-R. 190). The
court did not, in this ruling, delineate any reasons for denial
of the other four claims. Postconviction counsel Mr. Crooks,
then filed on May 4, 2000, a "Motion for Rehearing and To Grant
an Evidentiary Hearing" (PC-R. 212). The circuit court denied
his motion for rehearing on May 17, 2000.
On June 4, 2000, Mr. Crooks then filed a notice of appeal
of this order which denied his motion for rehearing (PC-R. 236
).
During the pendency of this appeal, Mr. Crooks left the
employ of CCRC-Middle and undersigned counsel assumed the case.
Undersigned counsel immediately filed a motion to remand
jurisdiction from this court to the circuit court so that it
could render a final order in which it actually explained its
reasons for the denial of appellant’s various claims. While
this motion was pending, the trial court, upon prodding from the
Office of State Attorney which was aware of this problem,
6
produced a written final order denying appellant’s claims on
October 31, 2000, nunc pro tunc to the date of the Huff Hearing,
May 26, 1999.
This Court denied appellant’s motion to remand the cause
back to the trial court and this petition for writ of habeas
corpus ensues, alongside the appeal of the denied postconviction
motion.
ISSUE I
APPELLATE COUNSEL RENDERED INEFFECTIVE
ASSISTANCE OF COUNSEL BY FAILING TO RAISE
THE ISSUE OF THE TRIAL COURT ALLOWING, OVER
DEFENSE OBJECTION, THE ADMISSION INTO
EVIDENCE OF CERTAIN PHOTOGRAPHS OF THE
VICTIM, SANDRA SUTHERLAND.
In the presentation of the state’s case against the
petitioner, the assistant state attorney introduced a series of
photographs of the victim into evidence. The nature of these
photographs was graphic. They depicted the ankles, wrists and
neck and face of the victim and, specifically, the ligature
marks and wounds left by their having been tied and bound.
Petitioner’s defense attorney objected to these photographs
being admitted.
Ms. Pittman: I would like the court to
consider whether it is necessary to
introduce all these photographs.
(R. 326)
7
The prosecution was permitted to introduce into evidence
numerous gruesome photographs that were inflammatory,
cumulative, and prejudicial, and admitted solely to inflame the
passion of the jurors based on impermissible factors.
The admission of these photographs permitted the state to
elicit the passion of the jurors by shocking them with graphic
pictures. The probative value of these photographs was not only
outweighed by their prejudice, but these photographs were
cumulative to each other. Their graphic content was further
emphasized through the testimony of witnesses and stressed by
the state in the penalty closing argument.
The prejudicial effect of the photographs undermined the
reliability of Mr. Finney's conviction and death sentence. The
photographs themselves did not independently establish any
material part of the state's case nor were they necessary to
corroborate a disputed fact. The trial court's error in
admitting these photographs cannot be considered harmless beyond
a reasonable doubt. Chapman v. California, 87 S. Ct. 824
(1967); State v. DiGuilio, 491 So.2d 1129 (Fla. 1986).
Use of these gruesome photographs, which were cumulative,
inflammatory, and appealed improperly to the jury's emotions,
denied Mr. Finney a fair trial in violation of Fifth, Sixth,
Eighth and Fourteenth Amendments to the United States
8
Constitution. Relief is proper and should be granted. To the
extent that trial or appellate counsel failed to raise this
issue, Mr. Finney was denied effective assistance of counsel.
An evidentiary hearing is warranted.
ISSUE II
APPELLATE COUNSEL RENDERED INEFFECTIVE
ASSISTANCE OF COUNSEL BY FAILING TO RAISE
THE ISSUE OF THE TRIAL COURT ALLOWING RUTH
SUTHERLAND, THE MOTHER OF THE VICTIM, TO
REMAIN IN THE COURTROOM TO OBSERVE THE
TRIAL AFTER SHE HAD COMPLETED HER
TESTIMONY.
The mother of the victim, Ruth Sutherland, testified for the
state. At the time the state announced it was going to call her, it
also stated that it did not anticipate needing her for any type of
recall and requested of the Court that it allow her to remain in the
courtroom for the rest of the trial after her testimony (R. 242).
Petitioner’s counsel objected to this proposed arrangement, adding
unequivocally that it had no intention to call Ms. Sutherland as a
witness in their case (R. 243). The court overruled this objection and
allowed Mrs Sutherland, the mother of the victim, to remain in the
9
courtroom for the rest of the trial after her own testimony was
completed. Mrs. Sutherland was one of the first witnesses called by
the state so she was observed by the jury for nearly all of
petitioner’s trial.
It was ineffective assistance of appellate counsel not to have
raised this issue on appeal. Unquestionably, the prejudicial impact of
allowing the victim’s mother to remain in the courtroom during the
entire trial in full view of the jury, as they decided petitioner’s
culpability and punishment, deprived
the petitioner to his rights to a fair trial under the Fourteenth
Amendment to the United States Constitution.
This allowance by the trial court was especially egregious where
Mrs. Sutherland remained, as she did here, after she had testified to
the same jury who now had to perform its duties under her observation.
This jury unquestionably could feel nothing but undivided sympathy for
Mrs Sutherland. Her presence during their performance of the their
duties undermined the fairness of the trial.
Generally a trial judge may permit a witness to remain in the
courtroom even though a rule of sequestration and exclusion has been
invoked, but such discretion is subject to being abused and, if abused,
it must be decided whether sufficient harm
results to require a new trial. A trial court should not, as a matter
of course, permit witnesses to remain in the courtroom when they are
10
not on the stand, unless it is shown that it is necessary for the
witness to assist counsel in trial and that no prejudice will result to
the accused and a hearing to determine these matters has been conducted
particularly if the rule sequestering and excluding jurors has been
invoked. See Randolph v. State, 463 So. 2d 186 (Fla. 1985), Thomas v.
State, 372 So. 2d 997 (Fla. 4
th DCA 1979).No inquiry under Thomas was ever conducted. In fact, all which
occurred involved the state announcing its request, the defense
objecting to same and the court overruling said objection. Had such
appropriate inquiry and analysis occurred, Mrs. Sutherland would not
have been allowed to remain, and this prejudice would not have inured
to petitioner’s cause thus compromising the integrity of his judgment
and sentence. Thomas involved the presence of a police witness, which
is roughly analogous to the case at bar. Both such witnesses, a police
officer and victim’s mother, are going to be highly sympathetic in the
eyes of a jury. If anything, Mrs. Sutherland would be more sympathetic
so, at the very least, the standard applied to police witnesses should
certainly, as matter of logic, apply to her. In Thomas, the Fourth DCA
made the following analysis which is very applicable in this case:
"While it may be helpful, even necessary in some
complex cases, to have a police witness to remain
in the courtroom during trial and thus be
excluded from the witness rule, we deem it proper
to advise the trial court to make a finding no
real prejudice would result from this procedure
if the accused objects after invoking this rule.
A hearing to determine if the police witness’
11
presence is necessary and indispensable and nonprejudicial
would be the way to accomplish a
proper finding. As was said in Richardson " ‘
the (trial) court’s discretion can be properly
excercised only after the court has made an
adequate inquiry into all of the surrounding
circumstances’."
Id. At 999
See Also Cubie v. State, 345 So. 2d 1061 ( Fla. 1977); Ramirez v.
State,241 So. 2d 744 (Fla. 4
th DCA 1970).12
ISSUE III
APPELLATE COUNSEL RENDERED INEFFECTIVE
ASSISTANCE OF COUNSEL BY FAILING TO RAISE
THE ISSUE OF THE TRIAL COURT NEVER RULING ON
TRIAL COUNSEL’S MOTION FOR SEQUESTRATION.
At the beginning of petitioner’s trial, his counsel requested that
the jury be sequestered for the entire trial (R. 244).
The Court: All right the sequestration of the
jury you mean, during the course of the trial Ms.
Pittman?
Ms. Pittman: Yes Ma’am
(R. 244)
The court acknowledged the requests and intimated that it will
need to consult with the appropriate rule and presumably rule on the
request. An examination of the trial record reveals that the trial
court apparently never ruled on this request.
Absent a fair determination by the trial court on this motion, Mr.
Finney’s right to a fair and impartial jury, unaffected by extensive
media coverage, was impaired.
It was ineffective assistance of appellate counsel not to have
raised this glaring omission in the record for consideration on direct
appeal. To the extent that trial or appellate counsel failed to
raise this issue, Mr. Finney was denied effective assistance of
counsel. An evidentiary hearing is warranted.
13
ISSUE IV
APPELLATE COUNSEL RENDERED INEFFECTIVE
ASSISTANCE OF COUNSEL BY FAILING TO RAISE
THE ISSUE OF THE TRIAL COURT EXCUSING TWO
JURORS FOR CAUSE.
The trial court struck without justification two jurors for casue.
One juror, herein designated as Juror J, was a female who had
initially made some statement, casting doubt on her ability to
discharge her prospective duties as a juror in a fair and impartial
manner. Juror J had been convicted of a felony and had been
incarcerated in Florida State Prison (R. 217).
Juror J, when questioned, had stated that she was treated fairly
by the state attorney and the sheriff and that, overall, her
experiences would not affect her deliberations as a juror.
Nonetheless, the court struck her for cause (R. 231).
Another Juror, who shall be designated as Jurors S , had expressed
an initial reservation about the death penalty. Yet even the state
attorney expressed the view that this juror had been rehabilitated on
that issue (R. 220). Again the court inexplicably struck Juror S for
cause (R. 221).
In assessing a jurors competence, the test is whether the juror
can lay aside any bias and render his verdict solely upon the evidence
presented and the instructions on the laws given to him by the court.
See Franco v. State, 2001 WL 87826 (Fla. App. 4 Dist.) Bryant v. State,
765 So. 2d 68 (Fla. 4
th DCA 2000).14
Both jurors clearly indicated that they could be fair and impartial. It
was an abuse of discretion on the part of the trial court to have
struck them for cause.
To the extent that trial or appellate counsel failed to
raise this issue, Mr. Finney was denied the effective assistance
of counsel. An evidentiary hearing is warranted.
ISSUE V
APPELLATE COUNSEL RENDERED INEFFECTIVE
ASSISTANCE OF COUNSEL BY FAILING TO RAISE
THE ISSUE OF THE TRIAL COURT REFUSING TO
INSTRUCT THE JURY TO DISREGARD THE COMMENT
MADE BY THE STATE ATTORNEY IN CLOSING
ARGUMENT THAT NO SEMEN WAS FOUND IN THE
VICTIM EITHER VAGINALLY OR ANALLY.
The trial court denied petitioner’s motion for a new trial which
cited as error the trial court’s refusal to instruct the jury that the
state attorney, Ms Vogel, improperly argued that the evidence showed no
semen was found on the victim either anally or vaginally. This comment
came in the state’s rebuttal closing (R. 692-693). It was an attempt
by the state attorney to discount the theory put forth by the
petitioner’s counsel that the incident between he and the victim might
have had a passionate aspect.
This was a crucial misstatement by the state attorney and the
court’s declination to issue an appropriate instruction was a very
significant appellate issue, especially where one of the issues
rejected on the direct appeal was that the state had not presented
15
evidence inconsistent with the defendant’s hypothesis of innocence. See
Finney v. State, 660 So. 2d 674 (Fla. 1995).
There was no basis in the evidence for the statement of the state
attorney that no semen was found either vaginally or anally on the
victim. The trial court’s actions in refusing to instruct the
jury, as requested by petitioner’s counsel, warranted appellate
scrutiny.
To the extent that trial or appellate counsel failed to
raise this issue, Mr. Finney was denied the effective assistance
of counsel. An evidentiary hearing is warranted.
ISSUE VI
MR. FINNEY’S EIGHTH AMENDMENT RIGHT AGAINST
CRUEL AND UNUSUAL PUNISHMENT WILL BE
VIOLATED AS MR. FINNEY MAY BE INCOMPETENT AT
THE TIME OF EXECUTION.
In accordance with Florida Rules of Criminal Procedure 3.811
and 3.812, a prisoner cannot be executed if "the person lacks
the mental capacity to understand the fact of the impending
death and the reason for it." This rule was enacted in response
to Ford v. Wainwright, 477 U.S. 399, 106 S.Ct. 2595 (1986).
Petitioner acknowledges that under Florida law, a claim of
incompetency to be executed cannot be asserted until a death
warrant has been issued. Further, petitioner acknowledges that
before a judicial review may be held in Florida, the defendant
16
must first submit his claim in accordance with Florida Statutes.
The only time a prisoner can legally raise the issue of his
sanity to be executed is after the Governor issues a death
warrant. Until the death warrant is signed, the issue is not
ripe. This is established under Florida law pursuant to Section
922.07, Florida Statutes (1985) and Martin v. Wainwright, 497
So.2d 872 (1986).
The same holding exists under federal law. Poland v.
Stewart, 41 F. Supp. 2d 1037 (D. Ariz 1999) (such claims truly
are not ripe unless a death warrant has been issued and an
execution date is pending); Martinez-Villareal v. Stewart, 118
S. Ct. 1618, 523 U.S. 637, 140 L.Ed.2d 849 (1998)(respondent’s
Ford claim was dismissed as premature, not because he had not
exhausted state remedies, but because his execution was not
imminent and therefore his competency to be executed could not
be determined at that time); Herrera v. Collins, 506 U.S. 390,
113 S. Ct. 853, 122 L.Ed.2d 203 (1993)(the issue of sanity [for
Ford claim] is properly considered in proximity to the
execution).
However, most recently, in In RE: Provenzano, No. 00-13193
(11
th Cir. June 21, 2000), the 11th Circuit Court of Appealsstated:
17
Realizing that our decision in In Re:
Medina, 109 F.3d 1556 (11
th Cir. 1997),forecloses us from granting him
authorization to file such a claim in a
second or successive petition, Provenzano
asks us to revisit that decision in light of
the Supreme Court’s subsequent decision in
Stewart v. Martinez-Villareal, 118 S.Ct.
1618 (1998). Under our prior panel
precedent rule, See United States v. Steele,
147 F.3d 1316, 1317-18 (11
th Cir. 1998)(enbanc), we are bound to follow the Medina
decision. We would, of course, not only be
authorized but also required to depart from
Medina if an intervening Supreme Court
decision actually overruled or conflicted
with it.[citations omitted]
Stewart v. Martinez-Villareal does not
conflict with Medina’s holding that a
competency to be executed claim not raised
in the initial habeas petition is subject to
the strictures of 28 U.S.C. Sec 2244(b)(2),
and that such a claim cannot meet either of
the exceptions set out in that provision.
Id. at pages 2-3 of opinion
This claim is necessary at this stage because federal law
requires that, in order to preserve a competency to be executed
claim, the claim must be raised in the initial petition for
habeas corpus, and federal law requires all issues raised in a
federal habeas petition to be exhausted in state court. Hence,
petitioner raises this claim now.
Petitioner has been incarcerated since 1990. Statistics
show that incarceration over a long period of time will diminish
an individual’s mental capacity. Because petitioner may well be
18
incompetent at time of execution, his Eighth Amendment right
against cruel and unusual punishment will be violated.
For the last eight half years, petitioner has lived on
Florida’s death row, in a cell approximately 6 feet wide, 9
feet long, and 9.5 feet high. Petitioner is allowed yard time
only twice a week and showers every other day. The majority of
petitioner’ fellow death row inmates, the people with whom he
can routinely talk and associate, also suffer various forms of
mental illness and personality disorders. Petitioner’s already
fragile mental condition could only deteriorate under these
circumstances. His mental condition may well decline to the
point that he is incompetent to be executed.
ISSUE VII
EXECUTION BY ELECTROCUTION IS CRUEL AND/OR
UNUSUAL PUNISHMENT AND VIOLATES Mr. Finney’S
RIGHTS UNDER THE EIGHTH AND FOURTEENTH
AMENDMENTS OF THE UNITED STATES CONSTITUTION
AND UNDER OF THE FLORIDA CONSTITUTION.
The trial court erred in not granting an evidentiary hearing
so petitioner could prove that death by electrocution is cruel
and/or unusual punishment which violates his rights under the
Eighth and Fourteenth Amendments of the United States
Constitution and the corresponding provisions of the Florida
Constitution.
A. The Death Penalty Reform Act of 2000 is unconstitutional,
so electrocution remains the mandated form of execution.
19
Though the Death Penalty Reform Act of 2000 purports to
change all death sentences to death by lethal injection, that
act violates ex post facto laws, the Eighth and Fourteenth
Amendments of the United States Constitution, and this Court’s
decision in Washington v. Dowling. Washington v. Dowling, 109
So. 588 (Fla. 1926). In Sims v. Florida, this Court held that
Washington v. Dowling is distinguishable from the current
legislation because the new legislation retains the option of
death by electrocution. In fact, the Florida legislation is
significantly different from the legislation this Court used to
support its holding. The statutes in the Montana, Mississippi,
Delaware, and Arizona cases that this Court cited changed the
method of execution from one that was arguably unconstitutional
to one that the courts found constitutional, but preserved the
old method of execution unless the person sentenced to die
affirmatively chose the new method of execution.
See Vickers v.Stewart, 144 F3d 613, 617 (9
th Cir. 1988); DeShields v. State,534 A.2d 630, 639 n.7 (Del. 1987); Wetzel v. Wiggins, 85 So.2d
469, 471 ( Miss. 1956); State v. Fitzpatrick, 684 P.2d 1112,
1113 (Mont. 1984). The Florida statute however, changes all
executions to lethal injection, the new method of execution,
unless the person sentenced to die affirmatively chooses to have
the State use the electric chair to kill her.
20
Thus, when it enacted the Death Penalty Reform Act of 2000,
the legislature affirmatively took the choice other states left
to people sentenced to die, and chose for them death by lethal
injection. That action violated Petitioner’s Eighth and
Fourteenth Amendment rights under the United States
Constitution. In Boykin v. Alabama, the United States Supreme
Court held that an effective waiver of the federal
constitutional privilege against self incrimination, right to a
jury trial, and the right to confront one’s accusers require an
affirmative showing that the waiver was intelligent and
voluntary. Boykin v. Alabama, 395 U.S. 238 (1969). In Carnley
v. Cochran, the United States Supreme Court stated that the
waiver of the Sixth Amendment right to counsel must be an
affirmative waiver. Carnley v. Cochran, 369 U.S. 506 "Presuming
waiver from a silent record is impermissible. The record must
show, or there must be an allegation and evidence which show,
that an accused was offered counsel but intelligently and
understandingly rejected the offer. Anything less is not
waiver." Carnley v. Cochran, 369 U.S. 506, 516. Likewise, this
Court held that an accused may waive a jury recommendation
during the penalty phase only if the record supports a knowing
and voluntary waiver. State v. Hernandez, 645 So.2d 432 (Fla.
1994); Lamadline v. State, 303 So.2d 17 (Fla. 1990).
21
Accordingly, a person’s decision regarding the means of death
imposed by the state is protected by the Eighth Amendment and
the Fourteenth Amendment. The legislature cannot waive a
person’s choice to die by the means to which they were
sentenced. Such a waiver must be made by the person sentenced
to die, and it must be supported by a record that indicates an
intelligent and voluntary choice. The Death Penalty Reform Act
violates ex post facto law, Washington v. Dowling, and the
Eighth and Fourteenth Amendments. An evidentiary hearing and
3.850 relief are necessary.
Execution by judicial electrocution was mandated by Florida
Statute § 922.10. Hence, the sentence imposed by this Court is
unconstitutional because it subjects Petitioner to judicial
electrocution which constitutes cruel and unusual punishment.
B. Death by electrocution is cruel and/or unusual punishment
which violates Petitioner’s rights under the Eighth and
Fourteenth Amendments of the United States Constitution and
Article I, section Seventeen of the Florida Constitution.
The Constitution of the United States prohibits punishment
that is cruel and unusual. U.S. Const. Amend VIII. The Florida
Constitution bars any punishment that is either cruel or
unusual. Fl. Const. Art.I, § 17. Judicial electrocution is
constitutionally cruel under Florida and Federal Constitutional
22
standards because it involves the unnecessary and wanton
infliction of pain and is an affront to human dignity.
Petitioner can demonstrate that judicial electrocution violates
both the state and federal standards.
Experts can clearly establish by scientifically reliable
evidence that judicial electrocution results in extreme pain and
suffering. The electrocuted person remains conscious for a
significant period of time, during which his brain continues to
process pain signals. The pain results from burning flesh,
massive muscle contractions, and heat related distension of
internal organs.
Petitioner challenges the assumption that judicial
electrocution, if carried out properly, results in instantaneous
and painless death. His experts would have testified that
judicial electrocution always involves extreme pain and
suffering because the condemned person remains conscious for a
variable amount of time.
New circumstances have diminished the Eighth Amendment
stature of electrocution as a means of judicial execution. The
nation's evolving standards of decency have made death by
electrocution an increasingly rare punishment. Legislative
acceptance or rejection of a particular practice is the standard
judicial measure of unusualness. Death by judicial electrocution
23
is constitutionally unusual under Florida and Federal
Constitutional standards because only four of the thirty eight
states that authorize executions mandate execution by judicial
electrocution. In the past years five states have rejected the
practice (Connecticut, Indiana, New York, Pennsylvania, South
Carolina), and four states abolished electrocution as a means of
execution in the last decade (Virginia 1994, Ohio 1993,
Louisiana 1991, Pennsylvania 1990). Thus, electrocution has
become an unusual means of judicial execution.
The violation of petitioner’s constitutional rights which
results from prospective death by electrocution is not harmless
error. An evidentiary hearing was warranted. The trial court
erred in denying this claim without an evidentiary hearing.
ISSUE VIII
EXECUTION BY LETHAL INJECTION IS CRUEL
AND/OR UNUSUAL PUNISHMENT AND VIOLATES Mr.
Finney’S RIGHTS UNDER THE EIGHTH AND
FOURTEENTH AMENDMENTS OF THE UNITED STATES
CONSTITUTION AND UNDER OF THE FLORIDA
CONSTITUTION.
The Eighth Amendment prohibits governmental imposition of
"cruel and unusual punishments," and bars "infliction of
unnecessary pain in the execution of the death sentence,"
Louisana ex rel. Francis v. Resweber, 329 U.S. 459, 464, 91 L.
Ed. 422, 67 S. Ct. 374 (1947) (plurality opinion). "Punishments
are deemed cruel when they involve torture or a lingering death
24
. . ." In re Kemmler, 136 U.S. 436, 447, 34 L.Ed. 519, 10 S.
Ct. 930 (1890).
Despite the perception that lethal injection is a painless
and swift death, negligent or intentional errors have caused
persons executed intense suffering. Even when persons executed
by lethal injection are first paralyzed, no evidence clearly
demonstrates that they become unconscious to their pain and
impending death. Indeed, a significant number of the persons
executed by lethal injection in other states have suffered
extremely painful and prolonged deaths resulting in wanton and
unnecessary pain.
The Eighth Amendment "proscribes more than physically
barbarous punishments." Estelle v. Gamble, 429 U.S. 97, 102
(1976). It prohibits punishments that "involve the unnecessary
and wanton infliction of pain," Gregg v. Georgia, 428 U.S. 153,
173 (1976). "Among the ‘unnecessary and wanton’ inflictions of
pain are those that are ‘totally without penological
justification.’" Rhodes v. Chapman, 452 U.S. 337, 346 (1981)
(quoting Gregg
, 428 U.S. at 183; citing Gamble, 429 U.S. at103). The Eighth Amendment reaches "exercises of cruelty by
laws other than those which inflict bodily pain or mutilation."
Weems v. United States, 217 U.S. 349, 373 (1909). It forbids
laws subjecting a person to "circumstance[s] of degradation,"
1
See Hudson v. McMillian, 503 U.S. 1, 16-17 (1992) Blackmun,J., concurring) ("As the Court makes clear, the Eighth Amendment
prohibits the unnecessary and wanton infliction of
‘pain,’ not ‘injury.’ . . . ‘Pain’ in its ordinary meaning
surely includes a notion of psychological harm. . . . I have
no doubt that to read a ‘physical pain’ or ‘physical injury’
requirement into the Eighth Amendment would be no less pernicious
and without foundation than the ‘significant injury’ requirement
we reject today.").
25
id
. at 366, or to "circumstances of terror, pain, or disgrace""superadded" to a sentence of death.
Id. at 370 (emphasissupplied). See In re Medley, 134 U.S. 160, 171, 172 (1890)
(seclusion in solitary confinement and prohibition on telling
condemned prisoner date and time of his execution are increased
punishments, in violation of
ex post facto clause, becausesolitary confinement induces "further terror," while "secrecy
[about the time of execution] must be accompanied by an immense
mental anxiety amounting to a great increase in punishment."
See also
Trop v. Dulles, 356 U.S. 86, 101 (1958).1 A penaltymust also accord with ‘the dignity of man,’ which is the ‘basic
concept underlying the Eighth Amendment.’" Gregg, 428 U.S. at
173 (citing Trop , 356 U.S. at 100). The court must be
concerned with assuring that general procedures themselves are
adequately designed and maintained to avoid undue risks of
inflicting inhumane punishments.
Compare Maynard v. Cartwright,2
Farmer v. Brennan, 511 U.S. 825, 846 (1994) (the focus ofthe inquiry is whether there exists an "objectively
intolerable risk of harm").
26
486 U.S. 356 (1988),
with Lewis v. Jeffers, 497 U.S. 764 (1990).2Even if petitioner is killed by lethal injection without
suffering severe pain, any mutilation that occurs such as
multiple, crude, excessive, unnecessary, gaping wounds, offends
notions of basic human dignity underlying the Eighth Amendment.
See Weems v. United States, 217 U.S. 349, 372 (1910) (noting
that Eighth Amendment prohibition on cruel and unusual
punishment bars punishments that "inflict [] bodily pain or
mutilation"); Wilkerson v. Utah, 99 U.S. 130, 135 (1879) (noting
constitutional bar on draw and quartering and on beheading).
See also Jones v. McAndrew, No. 4:97-CV-103-RH at 34-35 (N.D.
Fla. February 20, 1998) (holding that fire about head of
judicially electrocuted person implicates Eighth Amendment).
Cf. Glass v. Louisiana, 471 U.S. 1080, 1084 (1985) (Brennan and
Marshall, JJ., dissenting from denial of certiorari); Furman v.
Georgia, 408 U.S. 238, 266 (1972) (Brennan, J., concurring);
Jones v. State, 701 So.2d at 84, 88 (Kogan, C.J., Shaw and
Anstead, JJ. dissenting). Human dignity "is the basic concept
underlying the Eighth Amendment." Trop v. Dulles, 356 U.S. 86,
100 (1958) (plurality opinion).
3
Professor Michael Radelet has testified that there havebeen at least sixteen executions by lethal injection that have
been botched.
27
Studies show that lethal injection often results in terror,
pain and disgrace because the procedure required to kill by
lethal injection quickly and painlessly is often to technical
for the executioners to follow or willingly ignored. Professor
Radelet concluded, "Lethal injections are far more likely to be
botched than any other modern method of execution."
3 DOC hasalready bungled one execution, resulting in unconstitutional
pain and mutilation.
Finally, Florida’s lethal injection procedure violates the
Supremacy Clause of the United States Constitution as the State
has not received an exemption from the Controlled Substances
Act, 21 U.S.C. §§ 812, 829, 353, and 21 C.F.R. § 329 & 1328, for
the prescription, possession, or administration of the drugs
used in the lethal injection.
Petitioner respectfully urges this Court to grant habeas
corpus relief.
28
CERTIFICATE OF SERVICE
I HEREBY CERTIFY that a true copy of the following has been
has been furnished by United States Mail, first class postage
prepaid, to all counsel of record on this _____ day of February,
2001.
_________________________________
Joseph T. Hobson
Florida Bar No. 0507600
Assistant CCRC-Middle
CAPITAL COLLATERAL REGIONAL
COUNSEL-MIDDLE
3801 Corporex Park Drive
Suite 210
Tampa, Florida 33619
813-740-3544
Attorney For Petitioner
29
CERTIFICATE OF COMPLIANCE
I hereby certify that a true copy of the foregoing Petition
for Writ of Habeas Corpus, was generated in a Courier nonproportional,
12 point font, pursuant to Fla. R. App. P. 9.210
._________________________________
Joseph T. Hobson
Florida Bar No. 0507600
Assistant CCRC-Middle
CAPITAL COLLATERAL REGIONAL
COUNSEL-MIDDLE
3801 Corporex Park Drive
Suite 210
Tampa, Florida 33619
813-740-3544
Attorney For Petitioner
Copies furnished to:
The Honorable Chet A. Tharpe
Circuit Court Judge
Hillsborough County
Courthouse 317 Tower
801 East Kennedy Blvd.
Tampa, Florida 33602
Carol M. Dittmar
Assistant Attorney General
Office of the Attorney
General
Westwood Building, Seventh
Floor
2002 North Lois Avenue
Tampa, Florida 33607
Sharon Vollrath
Assistant State Attorney
Office of the State Attorney
Hillsborough County
Courthouse Annex
800 East Kennedy Boulevard
Tampa, Florida 33602
Charles Finney
DOC# 516349; P4226S
Union Correctional
Institution
Post Office Box 221
Raiford, Florida 32083
30