1
IN THE SUPREME COURT OF FLORIDA
NO. SC00-1533
__________________________________________________________
JAMES FLOYD,
Petitioner,
v.
MICHAEL W. MOORE, Secretary
Department of Corrections, State of Florida
Respondent.
____________________________________________
PETITION FOR WRIT OF HABEAS CORPUS
___________________________________________
PAMELA H. IZAKOWITZ
Florida Bar No. 0053856
OFFICE OF THE CAPITAL COLLATERAL
REGIONAL COUNSEL-SOUTH
303 S. Westland Avenue
P.O. Box 3294
Tampa, FL 33606
(813) 259-4424
COUNSEL FOR PETITIONER
2
INTRODUCTION
This petition for habeas corpus relief is being filed to
address substantial claims of error under the Fourth, Fifth, Sixth,
Eighth and Fourteenth amendments to the United States Constitution.
These claims demonstrate that Mr. Floyd was deprived of effective
assistance of counsel on direct appeal and that the proceedings
resulting in his conviction and death sentence violated fundamental
constitutional imperatives.
Significant errors that occurred at Mr. Floyd's capital trial
and sentencing were not presented to this Court on direct appeal
due to the ineffective assistance of appellate counsel. In his
initial direct appeal, appellate counsel limited his appeal to a
total of seven issues, only two concerning the guilt phase of Mr.
Floyd's trial. Floyd v. State, 497 So.2d 1211 (Fla. 1986). After
obtaining resentencing relief from this Court, Mr. Floyd was again
sentenced to death and that sentence was upheld on direct appeal.
Floyd v. State, 569 So. 2d 1225 (Fla. 1990).
Without explanation, appellate counsel omitted guilt and
penalty phase issues from the direct appeals. Appellate counsel's
failure to present the meritorious issues discussed in this
petition demonstrates that his representation of Mr. Floyd involved
"serious and substantial deficiencies." Fitzpatrick v. Wainwright,
490 So.2d 938, 940 (Fla. 1986).
The issues that appellate counsel neglected show that
counsel's performance was deficient and that the deficiencies
3
prejudiced Mr. Floyd. "[E]xtant legal principles...provided a
clear basis for ... compelling appellate argument[s]."
Fitzpatrick, 490 So.2d at 940. The issues were preserved at trial
and available for presentation on appeal. Neglecting to raise
fundamental issues such as those discussed here "is far below the
range of acceptable appellate performance and must undermine
confidence in the fairness and correctness of the outcome." Wilson
v. Wainwright, 474 So. 2d 1162, 1164 (Fla. 1985). Appellate
counsel's omissions demonstrate appellate counsel's "failure to
grasp the vital importance of [his] role as a champion of [his]
client's cause." Wilson, 474 So. 2d at 1164. Individually and
"cumulatively," Barclay v. Wainwright, 444 So. 2d 956, 959 (Fla.
1984), the claims omitted by appellate counsel establish that
"confidence in the correctness and fairness of the result has been
undermined." Wilson, 474 So.2d at 1165(emphasis in original). In
Wilson, this Court said:
[O]ur judicially neutral review of so many
death cases, many with records running to the
thousands of pages, is no substitute for the
careful, partisan scrutiny of a zealous
advocate. It is the unique role of that
advocate to discover and highlight possible
error and to present it to the court, both in
writing and orally, in such a manner designed
to persuade the court of the gravity of the
alleged deviations from due process. Advocacy
is an art, not a science.
Wilson, 474 So.2d at 1165.
Appellate counsel in Mr. Floyd’s case failed to act as a
"zealous advocate," and Mr. Floyd was deprived of his right to the
4
effective assistance of counsel by the failure of direct appeal
counsel to raise the issues presented here. Mr. Floyd is entitled
to a new direct appeal.
JURISDICTION
A writ of habeas corpus is an original proceeding in this
Court governed by Fla. R. App. P. 9.100. This Court has original
jurisdiction under Fla. R. App. P. 9.030(a)(3) and Article V, §
3(b)(9), Fla. Const.
The Florida Constitution guarantees that "[t]he writ of habeas
corpus shall be grantable of right, freely and without cost." Art.
I, § 13, Fla. Const. Its constitutional guarantee imbues habeas
corpus with special status, which this Court has long recognized:
The writ of habeas corpus is a high
prerogative writ of ancient origin designed to
obtain immediate relief from unlawful
imprisonment without sufficient legal
reason. . . . The writ is venerated by all
free and liberty loving people and recognized
as a fundamental guaranty and protection of
their right of liberty.
Allison v. Baker, 11 So. 2d 578, 579 (1943). Habeas corpus is a
centuries-old right, deserving more protection than a
constitutional right.
The great writ has its origins in antiquity
and its parameters have been shaped by
suffering and deprivation. It is more than a
privilege with which free men are endowed by
constitutional mandate; it is a writ of
ancient right.
Jamason v. State, 447 So. 2d 892, 894 (Fla. 4th DCA 1983), approved
455 So. 2d 380 (Fla. 1984), cert. denied, 469 U.S. 1100 (1985).
5
Regarding the application of procedural rules to petitions seeking
the writ, this Court has explained:
[H]istorically, habeas corpus is a high
prerogative writ. It is as old as the common
law itself and is an integral part of our own
democratic process. The procedure for the
granting of this particular writ
is not to becircumscribed by hard and fast rules or
technicalities which often accompany our
consideration of other processes
. If itappears to a court of competent jurisdiction
that a man is being illegally restrained of
his liberty, it is the responsibility of the
court to brush aside formal technicalities and
issue such appropriate orders as will do
justice.
In habeas corpus the niceties of theprocedure are not anywhere near as important
as the determination of the ultimate question
as to the legality of the restraint.
Anglin v. Mayo, 88 So. 2d 918, 919-20 (Fla. 1956) (emphasis added).
The fundamental guarantees enumerated in
Florida's Declaration of Rights should be
available to all through simple and direct
means, without needless complication or
impediment, and should be fairly administered
in favor of justice and not bound by
technicality.
Haag v. State, 591 So. 2d 614, 616 (Fla. 1992).
1
References to the record from Mr. Floyd's first trial willbe referred to as (R. and page #). References to the record from
Mr. Floyd's second sentencing will be referred to as (RS. and
page #). All other citations will be self-explanatory or will
otherwise be explained.
6
PROCEDURAL HISTORY
Mr. Floyd was convicted and sentenced to death in Pinellas
County, Florida. On direct appeal, the Florida Supreme Court
affirmed Mr. Floyd's convictions, but overturned his sentence of
death because: (a) the trial court improperly found the cold,
calculated and premeditated aggravating factor; (b) the trial court
improperly found the murder to prevent arrest aggravating factor;
and (c) the trial court failed to instruct the jury adequately
about nonstatutory mitigating factors. Floyd v. State, 497 So. 2d
1211 (Fla. 1986).
1Mr. Floyd's second sentencing hearing was held on January 12-
14, 1988 before Circuit Court Judge Richard A. Luce. On January
14, 1988, the jury by a vote of eight (8) to four (4) returned an
advisory recommendation of death (RS. 1039).
On February 29, 1988, the trial court imposed a sentence of
death, stating that his personal belief was that the Florida
Supreme Court incorrectly prevented him from doubling aggravators
(RS. 1066); the Florida Supreme Court was incorrect in specifically
finding that the murder to prevent arrest aggravating factor was
not present in this case (RS. 1066); and that the Florida Supreme
Court was incorrect in finding that the cold, calculated and
premeditated aggravating factor was not present in this case (RS.
2
The trial court failed to mention the non-statutorymitigation that this Court found to exist in Mr. Floyd’s first
case – the death of Mr. Floyd's father a year earlier; his
childhood with an alcoholic mother; the fact that he was a parent
of two small children; and the plea for mercy from the victim's
daughter. Floyd v. State, 497 So. 2d 1211, 1212 (Fla. 1986).
7
1068-1069). The trial judge said he would ignore these aggravating
factors, notwithstanding his personal opinions. The trial court
then said that although he found that Mr. Floyd demonstrated some
remorse, a desire to live within the rules of his current prison
sentence, and a desire to establish a rapport with his children,
these did not qualify as the type of mitigation contemplated (RS.
1071).
2 This Court affirmed Mr. Floyd's second sentence of death.Floyd v. State, 569 So. 2d 1225 (Fla. 1990); cert. denied, 111
S.Ct. 2912 (1991). Mr. Floyd filed an amended 3.850 motion on
November 13, 1998. That motion was summarily denied without an
evidentiary hearing on July 21, 1999.
GROUNDS FOR HABEAS CORPUS RELIEF
By his petition for a writ of habeas corpus, Mr. Floyd asserts
that his capital conviction and sentence of death were obtained and
then affirmed during the Court's appellate review process in
violation of his rights guaranteed by the Fifth, Sixth, Eighth, and
Fourteenth amendments to the United States Constitution, and the
corresponding provision of the Florida Constitution, for each of
the reasons set forth herein.
8
CLAIM I
APPELLATE COUNSEL FAILED TO RAISE THE ISSUE OF
THE INTRODUCTION OF GRUESOME AND CUMULATIVE
PHOTOGRAPHS DURING TRIAL, TO MR. FLOYD'S
PREJUDICE.
The prosecution was permitted to introduce into evidence
numerous gruesome photographs that were inflammatory, cumulative,
and prejudicial, and admitted solely to inflame the passion of the
jurors based on impermissible factors. These included photographs
of the victim's body taken at the scene of the crime, pictures of
the victim's internal organs and the victim’s stab wounds (R. 396,
452-53, 459-461). The state’s purpose in offering these
photographs was to appeal solely to the emotions of the jurors by
shocking and disgusting them with graphic bloody pictures.
Defense counsel objected to the admission of autopsy
photographs when photographs of the body at the crime scene had
already been admitted (R. 412-413, 459-460).
MR. MURRY: Judge, I have lumped these exhibits
into packets–not packets, but groups. There are
numerous pictures of various internal organs and I’m
going to let the Court take a look at these. These are
basically pictures of internal organs and they don’t
serve to identify the body at all.
They’re nothing that’s going to help the jury in
this particular case. They are just more or less, I
don’t know how to say it, they are just gory pictures of
the internal organs of the body.
MR. GRATE: One photograph in particular shows the
injury to the heart how the knife actually went through.
The Doctor said the penetrating wound went inside the
heart and out the other side.
THE COURT: He’s testified to that. I think they are
inflammatory. I’m going to sustain the objection.
9
MR. MURRY: Now, they have also got numerous
pictures of the stab wounds of Mrs. Anderson. And my
basic objection is we don’t need all of those. We have
pictures of the stab wounds of Mrs. Anderson. Maybe
there are some in there that is all right but I think we
have one. It’s kind of overkill.
THE COURT: Of course, these depict the same thing
as the larger one.
MR. GRATE: I think we need one of those.
THE COURT: Okay, pick one of those and the rest I
will sustain it.
* * *
MR. MURRY: I’m just objecting to all of them. I think
they are cumulative.
(R. 459-460).
The one photograph chosen by the state was a graphic and open
depiction of the open chest of the victim during the autopsy. The
trial court should have sustained the objection as to all of the
autopsy photographs because many photographs of the victim’s body
had already been admitted into evidence. The medical examiner
testified to the ten stab wounds to the chest and pointed them out
in the photographs for emphasis to the jury (R. 460). Then, the
state attorney had the medical examiner describe the wound to the
upper chest. For emphasis, the state attorney asked to "walk these
in front of the jury" and the trial court allowed him to do it (R.
462). After "walking" the photographs to the jury, the state
brought out the bloody white sweater the victim had been wearing
and had the medical examiner identify the sweater (R. 463). All of
these theatrics were specifically calculated to infuriate the jury
10
against Mr. Floyd. There was no other purpose. The sweater was
already in evidence. The crime scene photographs were already in
evidence. The police officers and medical examiner had already
testified to the wounds and the crime scene. The cause of death
was not in dispute. Inexplicably, appellate counsel failed to
raise this claim even though it was properly preserved for appeal.
This was prejudicial.
The probative value of these photographs was not only
outweighed by their prejudice, but these photographs were
cumulative to each other. Their graphic content was further
emphasized through the parading of the photographs in front of the
jury and the testimony of state’s witnesses. The prejudicial
effect of the photographs undermined the reliability of Mr. Floyd's
conviction and death sentence. The photographs themselves did not
independently establish any material part of the state's case nor
were they necessary to corroborate a disputed fact. The manner of
death was not in dispute. The trial court's error in admitting
these photographs cannot be considered harmless beyond a reasonable
doubt. Chapman v. California, 87 S. Ct. 824 (1967); State v.
DiGuilio, 491 So. 2d 1129 (Fla. 1986).
Use of these gruesome photographs, which were cumulative,
inflammatory, and appealed improperly to the jury's emotions,
denied Mr. Floyd a fair trial in violation of Fifth, Sixth, Eighth
and Fourteenth Amendments to the United States Constitution.
Appellate counsel's failure to raise this issue on direct appeal
11
constituted prejudicially deficient performance. Habeas relief is
proper and warranted in this case.
CLAIM II
APPELLATE COUNSEL FAILED TO RAISE INSTANCES OF
PROSECUTORIAL MISCONDUCT. THE PROSECUTORS'
MISCONDUCT DURING THE COURSE OF MR. FLOYD'S
CASE RENDERED MR. FLOYD'S CONVICTION AND DEATH
SENTENCE FUNDAMENTALLY UNFAIR AND UNRELIABLE
IN VIOLATION OF THE SIXTH, EIGHTH, AND
FOURTEENTH AMENDMENTS.
The prosecutors' misconduct during the initial trial and
resentencing proceeding both individually, and cumulatively,
deprived Mr. Floyd of his rights under the Sixth, Eighth, and
Fourteenth Amendment. Mr. Floyd raised this issue in his
postconviction motion. The trial court held it to be procedurally
barred for failure to raise it on direct appeal. Order Denying
Relief, March 2, 1999 at 12-13.
During Mr. Floyd's initial trial, the prosecutor referred not
only to cumulative, inflammatory photographs (see Claim I, supra),
he also made reference to irrelevant and prejudicial information in
an effort to inflame the passions of the jury.
The State elicited information about irrelevant vaginal
washings taken from the victim, implying that a sexual crime had
occurred when there was no evidence to indicate a sex crime (R.
465-466).
MR. MURRY: Judge, at this point I’m going to move
for a mistrial and the grounds are basically that this
guy has brought up vaginal washings twice. There is no
suggestions of a rape or anything like that and I think
it’s excessively prejudicial and I’m going to move for a
mistrial.
12
MR. GRATE: We haven’t gone into that area and we
aren’t going to go into anything.
THE COURT: Just leave it at that and don’t go
into it any further. Stick to the blood and not get
into that any further.
MR. GRATE: I’m not, sir.
THE COURT: I don’t think that’s sufficient
grounds for mistrial and I’m going to deny it. Stick to
what we have as relevant. (R. 466).
This was improper, particularly in light of the previous gross
photographs that had just been "walked" in front of the jury. The
trial court acknowledged that the mention of the "vaginal washings"
was irrelevant, yet it failed to give the jury a curative
instruction to disregard the state’s implication that Mr. Floyd had
been involved in an uncharged collateral crime that did not exist.
The State continued to interject inappropriate factors into
the jury’s consideration. Even after the judge sustained the
objections to the photographs and ruled that the "vaginal washings"
were irrelevant, the prosecutor continued to ask about collateral
uncharged acts. The prosecutor asked about Mr. Floyd's reaction to
being booked on the forgery charge, i.e. testimony that "[Mr.
Floyd] kept looking at [the officer] and just staring like he
should be charged with something else." (R. 509). The State also
asked inappropriate questions as to whether Mr. Floyd was
"cooperative" when blood and hair samples were taken (R. 443). All
of these irrelevant and improper questions were aimed at implying
to the jury that Mr. Floyd had something to hide and that he was
responsible for other crimes.
13
The State continued to illicit responses to interject
irrelevant testimony into the record. For example, the prosecutor
asked for a witness to speculate as to why fingerprints were not
found at the crime scene (R. 585-586).
MR. GRATE: Did you often find fingerprints?
A: It’s not a common thing to find fingerprints
in burglaries.
Q. Based on your investigations, why is that?
A. Well, in- -
MR. MURRY: I object. This has got to be sheer
speculation on this detective’s part.
MR. EPISCOPO: Three and a half years
speculation?
MR. MURRY: He can’t generalize that down into
one set of circumstances such as here. He just can’t
make general blanket statements about evidence or about
what’s happened here.
MR. EPISCOPO: He questioned the fingerprint
technician on general statements.
THE COURT: I’ll overrule the objection.
A. By talking with people who have been involved
in these types of crimes, they have indicated that –-
MR. MURRY: I’ll object to hearsay.
THE COURT: I don’t see the relevance. I’m going to
sustain that.
(R. 585-586).
The detective then testified that burglars commonly wear socks
or gloves over their hands to avoid leaving fingerprints (R. 586-
87). This speculative testimony was improper, and it was error to
allow the testimony before the jury. Even though the issue was
14
properly preserved for appellate review, appellate counsel did not
raise the issue.
The State also asked for expert opinions from unqualified lay
witnesses (R. 677-679). Defense counsel objected to all of these
instances (R. 443, 466, 509, 585-86, 677, 679), yet appellate
counsel failed to raise them on direct appeal. The cumulative
effect of all of these errors rendered the outcome unreliable
because the jury was exposed to irrelevant opinions about Mr.
Floyd’s appearance, to testimony about collateral crimes that were
never charged and to gory autopsy photographs that were cumulative
and irrelevant. The state then argued all of these things to the
jury in closing.
During closing argument, the State argued improper nonstatutory
aggravating factors:
Let's think about the actual act of
killing and murdering and stabbing an eightysix
year-old woman, let's think about what
other choices in that split second that James
Floyd had to think about. He is in the
bedroom and she comes meandering in the house.
He has a choice to make right then. He knows
the victim's old. He has a choice, and he had
other choices available, he chose to stab her
and take her life. The defendant could easily
have knocked Annie Anderson down. She was
eighty-six years old. She's probably got bad
hearing and bad eyesight. He had other
choices available. He made his choice then.
That decision that James Floyd made on
January 16 of 1984 tells you a lot about him,
a lot about his soul and what's in him.
January 16th he made the decision to kill an
eighty-six year old lady, senselessly. Think
of the options. He is doing a burglary, an
old lady walks in on him. He could have
15
thrown her down. He could have knocked her
glasses off and thrown her down. He could
have run out the door, but he made a decision
then. That give's you insight as to him, what
he's all about. He made the decision to take
her life.
Now the stabbing of an eighty-six year
old woman and then going to the bank and
cashing her check,
does that show some type ofremorse over there?
He stabs a lady, leavesher bleeding in her bed and goes to the bank
and cashes her check, or does that all seem
like it's all in a day's work?
(RS. 992-993)(emphasis supplied).
Lack of remorse is not a statutory aggravating factor. The
prosecution is prohibited from arguing non-statutory aggravators,
yet the state openly argued lack of remorse as aggravating. The
jury was never instructed that lack of remorse could not be
considered as an aggravating circumstance in the case.
Appellate counsel was ineffective for failing to raise this
constitutional issue on appeal. This issue was raised in Mr.
Floyd's motion for postconviction relief. The trial court found it
to be procedurally barred on the basis that the claim could have
been raised on direct appeal. Order Denying Relief, March 2,1999 at
6. Appellate counsel's performance was deficient in failing to
raise this claim. Mr. Floyd is entitled to relief from this Court.
16
CLAIM III
MR. FLOYD'S SENTENCING JURY WAS MISLED BY
COMMENTS AND INSTRUCTIONS THAT
UNCONSTITUTIONALLY AND INACCURATELY DILUTED
ITS SENSE OF RESPONSIBILITY FOR SENTENCING IN
VIOLATION OF THE EIGHTH AND FOURTEENTH
AMENDMENTS.
Mr. Floyd's jury was repeatedly instructed by the court and
the prosecutor that its role was merely "advisory." (See, e.g.
(RS. 554, 555, 559, 560, 681, 691, 692, 1022, 1023). Great weight
is given the jury's recommendation because the jury is cosentencer.
The jury's sense of responsibility was diminished by
the misleading comments and instructions about its role. The jury
was not told it was a co-sentencer. This diminution of the jury's
sense of responsibility violated the Eighth Amendment. Caldwell v.
Mississippi, 472 U.S. 320 (1985). To the extent that defense
counsel, without a tactic or strategy, failed to object to these
repeated violations, he rendered prejudicially deficient
performance. Failure to raise this issue on direct appeal was
ineffective assistance of appellate counsel.
Mr. Floyd's Sixth, Eighth, and Fourteenth amendment rights
were violated by other erroneous and misleading instructions at the
sentencing phase. These instructions told the jury that seven or
more members must agree on a recommendation of life imprisonment
before declining to impose a sentence of death. The effect of
these erroneous instructions was to render Mr. Floyd's death
sentence fundamentally unfair.
17
The trial judge gave this erroneous instruction:
In these proceedings it is not necessary
that the advisory sentence of the jury be
unanimous. Your decision may be made by a
majority of the jurors. The fact that the
determination of whether a majority of you
recommend a sentence or life sentence, of life
imprisonment in this case, can be reached by a
single ballot -- can be reached by a single
ballot should not influence you to act hastily
or without due regard to the gravity of these
proceedings.
(RS. 2704-05). However, the judge did read part of the correct
standard jury instruction, which advised the jury that if six or
more jurors recommends life, they have made a life recommendation
(RS. 1028, 29). This brief statement of the law was rendered moot
by the previous instruction that misled the jury. Jurors were left
with the erroneous impression that they could not return a valid
sentencing verdict if they were tied six to six.
The trial court repeated this erroneous instruction in
summarizing its charge to the jury:
Ladies and gentlemen, you will now retire
to consider your recommendation. When seven
or more are in agreement as to what sentence
should be recommended to the Court, that form
of recommendation should be signed by your
foreman and returned to the Court.
(RS. 1030, 31)(emphasis added).
Trial counsel objected to this erroneous instruction during
the charge conference.
MR. LOVE: Judge, I do have -- I am not
sure, you might want to clarify this on the
one recommending death. It says, the jury --
the jury, by a vote of to-do-do post death.
The other one goes, the jury impose and
18
recommend life in prison without possibility
of parole. It says, so say we all. The
problem I may have is where they may infer --
even without those other instructions, they
are going to infer it's going to be unanimous
to do that.
(RS. 956)(emphasis added). Trial counsel renewed his objection
after this erroneous instruction was read to the jury:
MR. LOVE: I hate to come up one more
time. In listening to the last things it says
reaching a majority, meaning the last things
you are saying to them. I am not sure if
that's going to be confusing to them. They
still have to be -- before it happened it was
explained to them as six.
(RS. 1032)(emphasis added).
Mr. Floyd was prejudiced by the State's improper conduct.
Just as a criminal defendant has a right to effective assistance of
counsel at trial, a defendant also has a right to counsel to aid in
the direct appeal of his or her criminal conviction. Jones v.
Heath, 941 F.2d 1126, 1130 (11th Cir. 1991). see Evitts v. Lucey,
469 U.S. 387 (1985). The right to counsel is violated when
appellate counsel is ineffective. Id. In the instant case, Mr.
Floyd's fundamental constitutional rights were violated by the
prosecutor's use of irrelevant, inflammatory, and prejudicial
material to obtain his conviction and death sentence. Appellate
counsel was ineffective for failing to raise these issue on direct
appeal. Relief is warranted.
CLAIM IV
MR. FLOYD'S SENTENCE OF DEATH VIOLATES THE
FIFTH, SIXTH, EIGHTH, AND FOURTEENTH
AMENDMENTS BECAUSE THE PENALTY PHASE JURY
19
INSTRUCTIONS SHIFTED THE BURDEN TO MR. FLOYD
TO PROVE THAT DEATH WAS INAPPROPRIATE AND
BECAUSE THE SENTENCING JUDGE USED THIS
IMPROPER STANDARD IN SENTENCING MR. FLOYD TO
DEATH. FAILURE TO RAISE THIS ISSUE ON DIRECT
APPEAL WAS INEFFECTIVE ASSISTANCE OF APPELLATE
COUNSEL.
Under Florida law, a capital sentencing jury must be:
[T]old that the state must establish the
existence of one or more aggravating
circumstances before the death penalty could
be imposed . . .
[S]uch a sentence could be given if the
state showed the aggravating circumstances
outweighed the mitigating circumstances.
State v. Dixon, 283 So. 2d 1 (Fla. 1973)(emphasis added). This
standard was never applied at the penalty phase of Mr. Floyd's
capital proceedings. To the contrary, the court shifted to Mr.
Floyd the burden of proving whether he should live or die. In
Hamblen v. Dugger, 546 So. 2d 1039 (Fla. 1989), a capital postconviction
action, the Florida Supreme Court said these claims
should be addressed on a case-by-case basis. Mr. Floyd urges this
Court to assess this significant issue and grant him relief. Mr.
Floyd raised this issue in his postconviction motion, on the basis
that defense counsel rendered prejudicially deficient assistance in
failing to object to the errors. See Murphy v. Puckett, 893 F.2d
94 (5th Cir. 1990). The trial court summarily denied this claim,
asserting that this issue was procedurally barred since appellate
counsel failed to raise it on direct appeal. Order Denying Relief,
March 2, 1999 at 4-5.
Shifting the burden to the defendant to establish that
20
mitigating circumstances outweigh aggravating circumstances
conflicts with Mullaney v. Wilbur, 421 U.S. 684 (1975), and Dixon.
Such instructions unconstitutionally shift to the defendant the
burden of whether he should live or die. In so instructing a
capital sentencing jury, a court injects misleading and irrelevant
factors into the sentencing determination, violating Caldwell v.
Mississippi, 472 U.S. 320 (1985), Hitchcock v. Dugger, 107 S. Ct.
1821 (1987), and Maynard v. Cartwright, 108 S. Ct. 1853 (1988).
The judge instructed the jurors in Mr. Floyd's penalty phase
that they were required to impose death unless mitigation was not
only produced but outweighed the aggravation. See Zeigler v.
Dugger, 524 So. 2d 419 (Fla. 1988)(trial court is presumed to apply
the law in accord with manner in which jury was instructed). This
shifted the burden to Mr. Floyd to establish that life was the
appropriate sentence. This standard also limited consideration of
mitigating evidence to only those factors proven sufficient to
outweigh the aggravation. The standard given to the jury violated
state law. According to this standard, the jury could not "full[y]
consider[]" and "give effect to" mitigating evidence. Penry, 109
S. Ct. 2934, 2951 (1989). This burden-shifting standard
"interfered with the consideration of mitigating evidence." Boyde
v. California, 110 S. Ct. 1190, 1196 (1990). Since "[s]tates
cannot limit the sentencer's consideration of any relevant
circumstance that could cause it to decline to impose the [death]
penalty," McCleskey v. Kemp, 481 U.S. 279, 306 (1987), the argument
21
and instructions given to Mr. Floyd's sentencing jury, as well as
the standard used by the trial court, violated the Eighth
amendment's "requirement of individualized sentencing in capital
cases [which] is satisfied by allowing the jury to consider all
relevant mitigating evidence." Blystone v. Pennsylvania, 110 S.
Ct. 1078, 1083 (1990). See also Lockett v. Ohio, 438 U.S. 586
(1978); Hitchcock v. Dugger, 481 U.S. 393, 107 S. Ct. 1821 (1987).
The instructions gave the jury inaccurate and misleading
information about who bore the burden of proof as to whether a
death recommendation should be returned.
The judge's instruction violated Florida law and Eighth
Amendment principles. See McKoy v. North Carolina, 110 S. Ct.
1227, 1239 (1990)(Kennedy, J., concurring)(a death sentence arising
from erroneous instructions "represents imposition of capital
punishment through a system that can be described as arbitrary or
capricious"). Mr. Floyd was required to establish (prove) that
life was the appropriate sentence, and the jury's and judge's
consideration of mitigating evidence was limited to mitigation
"sufficient to outweigh" aggravation.
In his penalty phase instructions, the judge instructed the
jurors that it was their job to determine if the mitigating
circumstances outweighed the aggravating circumstances:
It is now your duty to advise the Court
as to what punishment should be imposed upon
the defendant for his crime of murder in the
first degree. As you have been told, the
final decision as to what punishment shall be
imposed is the responsibility of myself,
22
however, it is your duty to follow the law
that will now be given to you by myself and
render to the Court an advisory sentence based
upon your determination as to whether
sufficient aggravating circumstances exist to
justify the imposition of the death penalty
and whether sufficient mitigating
circumstances exist to outweigh any
aggravating circumstances found to exist.
(RS. 1022,23). This erroneous standard was again repeated to the
jury:
Should you find sufficient aggravating
circumstances exist, it will then be your duty
to determine whether mitigating circumstances
exist that outweigh the aggravating
circumstances.
(RS. 1025).
These instructions violated Florida law and the Eighth and
Fourteenth Amendments because they shifted the burden of proof to
Mr. Floyd on the central sentencing issue of whether he should live
or die. Under Mullaney, this unconstitutional burden-shifting
violated Mr. Floyd's due process and Eighth Amendment rights. See
also Sandstrom v. Montana, 442 U.S. 510 (1979); Jackson v. Dugger,
837 F.2d 1469 (11th Cir. 1988). The jury was not instructed in
conformity with the standard set forth in Dixon.
In being instructed that mitigating circumstances must
outweigh aggravating circumstances before the jury could recommend
life, the jury was effectively told that once aggravating
circumstances were established, it need not consider mitigating
circumstances unless those mitigating circumstances were sufficient
to outweigh the aggravating circumstances. Cf. Mills v. Maryland,
23
108 S. Ct. 1860 (1988); Hitchcock v. Dugger, 481 U.S. 393, 107 S.
Ct. 1821 (1987). The jury was precluded from considering
mitigating evidence, Hitchcock, and from evaluating the "totality
of the circumstances" in considering the appropriate penalty.
State v. Dixon, 283 So. 2d at 10. According to the instructions,
jurors would reasonably have understood that only mitigating
evidence that rose to the level of "outweighing" aggravation need
be considered.
Because of appellate counsel's ineffectiveness, this issue was
not addressed. See, Order Denying Relief, March 2, 1999 at 4-5.
Mr. Floyd is entitled to a new direct appeal.
CLAIM V
MR. FLOYD'S SENTENCE WAS TAINTED BY IMPROPER
INSTRUCTIONS IN VIOLATION OF ESPINOSA V.
FLORIDA, STRINGER V. BLACK, SOCHOR V. FLORIDA,
MAYNARD V. CARTWRIGHT, HITCHCOCK V. DUGGER,
AND THE EIGHTH AND FOURTEENTH AMENDMENTS. NO
MEANINGFUL HARMLESS ERROR ANALYSIS WAS
PERFORMED.
During Mr. Floyd's resentencing, The jury was instructed on
three aggravating factors:
The aggravating circumstances that you
may consider are limited to any of the
following that are established by the
evidence. One, the crime for which the
defendant is to be sentenced was committed by
the defendant while he was engaged in the
commission of a burglary. Two, the crime for
which the defendant is to be sentenced was
committed for financial gain.
Where the same aspect of the offense at
issue gives rise to two or more aggravating
circumstances, that aspect can only be
considered as one aggravating circumstance.
24
If you, the jury, find the State has proved
beyond a reasonable doubt both aggravating
circumstances number one and two, this may
only be regarding as one aggravating
circumstance for the purposes of the
recommendation.
The third potentially aggravating
circumstance is the crime for which the
defendant is to be sentenced was especially
wicked, evil, atrocious or cruel. In order
that you might better understand and be guided
concerning the meaning of aggravating
circumstance, the Court hereby instructs you
that what is intended to be included in the
category of wicked, evil, atrocious or cruel
are those capital crimes where the actual
commission of the capital felony was
accompanied by such additional facts as to set
the crime apart from the norm of capital
felonies, the conscienceless or pitiless crime
which is unnecessarily tortuous to the victim.
(RS. 1024-25).
Aggravating circumstances "must be proven beyond a reasonable
doubt." Hamilton v. State, 547 So. 2d 528 (Fla. 1989). Mr.
Floyd's jury was so instructed. Florida law also establishes that
limiting constructions of the aggravating circumstances are
"elements" of the particular aggravating circumstance. "[T]he
State must prove [the] element[s] beyond a reasonable doubt."
Banda v. State, 536 So. 2d 221, 224 (Fla. 1988). Mr. Floyd's jury
received no instructions on the elements of the aggravators.
Appellate counsel failed to address this issue on direct appeal.
Mr. Floyd raised this issue in his postconviction motion, only to
have it summarily denied by the trial court as being procedurally
barred. Order Denying Relief, March 2, 1999 at 5.
25
Under Florida law, the sentencing jury may reject or give
little weight to any particular aggravating circumstance. A
binding life recommendation may be returned because the aggravators
are insufficient. Hallman v. State, 560 So. 2d 223 (Fla. 1990).
The jury's understanding and consideration of aggravating factors
may lead to a life sentence. Yet, Mr. Floyd's jury was not given
adequate guidance as to what was necessary to establish the
presence of an aggravator. This left the jury with unbridled
discretion and violated the Eighth amendment.
The jury was simply told "the crime . . . was committed by the
defendant while he was engaged in the commission of a burglary" and
"was committed for financial gain" (RS. 1024). The jury was not
told that these aggravating factors standing alone were
insufficient to support a death sentence. Proffitt v. State, 510
So. 2d 896 (Fla. 1987). The penalty phase instruction on this
aggravating circumstance "fail[ed] adequately to inform [Mr.
Floyd's] jur[y] what [it] must find to impose the death penalty."
Maynard v. Cartwright, 108 S. Ct. at 1858. This factor must be
stricken.
"If a State uses aggravating factors in deciding who shall be
eligible for the death penalty or who shall receive the death
penalty, it cannot use factors which as a practical matter fail to
guide the sentencer's discretion." Stringer v. Black 112 S. Ct.
1130, 1139 (1992). Using an improper aggravating factor in a
weighing scheme like Florida has the potential for creating greater
26
harm than it does in an eligibility scheme:
Although our precedents do not require
the use of aggravating factors, they have not
permitted a State in which aggravating factors
are decisive to use factors of vague or
imprecise content. A vague aggravating factor
employed for the purpose of determining
whether a defendant is eligible for the death
penalty fails to channel the sentencer's
discretion. A vague aggravating factor used
in the weighing process is in a sense worse,
for it creates the risk that the jury will
treat the defendant as more deserving of the
death penalty than he might otherwise be by
relying upon the existence of an illusory
circumstance. Because the use of a vague
aggravating factor in the weighing process
creates the possibility not only of randomness
but also of bias in favor of the death
penalty, we cautioned in
Zant that there mightbe a requirement that when the weighing
process has been infected with a vague factor
the death sentence must be invalidated.
Stringer, 112 S. Ct. at 1139. In a weighing state like Florida,
relying on an invalid aggravating factor is constitutional error
requiring a harmless error analysis, even if other aggravating
factors exist.
"If the sentencer fairly could conclude that an aggravating
circumstances applies to every defendant eligible for the death
penalty the circumstance is constitutionally infirm." Arave v.
Creech, 113 S.Ct. 1534 (1993)(emphasis in original). The function
of the aggravating factors is to "genuinely narrow the class of
defendants eligible for the death penalty." Id., quoting Zant v.
Stephens, 462 U.S. 862, 877 (1983). An aggravating circumstance
"must provide a principled basis" for determining who deserves
capital punishment and who does not. Arave.
27
Stringer and Arave establish the validity of Mr. Floyd's claim
that the felony murder aggravating factor is an unconstitutional
automatic aggravating factor that does not provide the requisite
narrowing. Under Florida law, capital sentencers may reject or
give little weight to any particular aggravating circumstance. A
jury may return a binding life recommendation because the
aggravators are insufficient. Hallman v. State, 560 So. 2d 233
(Fla. 1990). The sentencer's understanding and consideration of
aggravating factors may lead to a life sentence.
Mr. Floyd was convicted of one count of first-degree murder,
with burglary being the underlying felony. The jury was instructed
on both premeditated and felony murder and returned a general
verdict. The death penalty in this case was predicated on
unreliable automatic findings of statutory aggravating
circumstances -- the very felony underlying the conviction.
As to the aggravator of "pecuniary gain," it does not apply
unless it is the primary or sole motive for the crime. The Florida
Supreme Court struck the lower court's finding of this aggravator
because "[t]here was not, however, sufficient evidence to prove a
pecuniary motivation for the murder itself beyond a reasonable
doubt." Peek v. State, 395 So. 2d 492 (Fla. 1980)(quoted in
Initial Brief of Appellant on Direct Appeal at 48-9); Simmons v.
State, 419 So. 2d 316, 318 (Fla. 1982)(followed in Rogers v. State,
511 So. 2d 526 (Fla. 1987)); Scull v. State, 533 So. 2d 1137, 1142
(Fla. 1988)( "[I]t has not been shown beyond a reasonable doubt
28
that the primary motive for this killing was pecuniary gain").
Mr. Floyd's jury failed to receive any limiting instructions
on pecuniary gain. The instruction on this aggravator "fail[ed]
adequately to inform [Mr. Floyd's] jur[y] what [it] must find to
impose the death penalty." Maynard v. Cartwright, 486 U.S. at 361-
62. Mr. Floyd's jury must be presumed to have relied on this vague
jury instruction. Stringer v. Black 112 S. Ct. 1130 (1992). This
was Eighth Amendment error and was not harmless beyond a reasonable
doubt.
A state cannot use aggravating "factors which as a practical
matter fail to guide the sentencer's discretion." Stringer v.
Black, 112 S. Ct. 1130 (1992). The sentencer was entitled
automatically to return a death sentence upon a finding of first
degree felony murder. Every felony murder would involve, by
necessity, the finding of a statutory aggravating circumstance, a
fact which, under the particulars of Florida's statute, violates
the Eighth amendment. Arave v. Creech. This is so because an
automatic aggravating circumstance is created, one which does not
"genuinely narrow the class of persons eligible for the death
penalty," Zant v. Stephens, 462 U.S. 862, 876 (1983), and one which
therefore renders the sentencing process unconstitutionally
unreliable. Id. "Limiting the sentencer's discretion in imposing
the death penalty is a fundamental constitutional requirement for
sufficiently minimizing the risk of wholly arbitrary and capricious
action." Maynard v. Cartwright, 486 U.S. 356, 362 (1988). If Mr.
29
Floyd was convicted of felony murder, he then automatically faced
statutory aggravation for felony murder. These aggravating factors
were "illusory circumstance[s]" that "infected" the weighing
process; these aggravators did not narrow and channel the
sentencer's discretion as they simply repeated elements of the
offense. Stringer, 112 S. Ct. at 1139. Aggravating factors do not
perform the necessary narrowing if they merely repeat elements of
the offense. Porter v. State, 564 So. 2d 1060, 1063-64 (Fla.
1990). The Florida Supreme Court has held that the felony murder
aggravating factor alone cannot support the death sentence.
Rembert v. State, 445 So. 2d 337 (Fla. 1984). Yet, the trial court
did not instruct the jury and did not apply this limitation in
imposing death.
The aggravating circumstance of "in the course of a felony" is
not sufficient by itself to justify a death sentence in a
felony-murder case. Rembert v. State, 445 So. 2d 337, 340 (Fla.
1984)(no way of distinguishing other felony murder cases in which
defendants "receive a less severe sentence"); Proffitt v. State,
510 So. 2d 896, 898 (Fla. 1987)("To hold, as argued by the State,
that these circumstances justify the death penalty would mean that
every murder during the course of a burglary justifies the
imposition of the death penalty"). In this case, the jury was
instructed on this aggravating circumstance and told that it was
sufficient for a recommendation of death unless the mitigating
circumstances outweighed the aggravating circumstance. The jury
30
did not receive an instruction explaining the limitation contained
in Rembert and Proffitt. It is impossible to know whether the jury
relied on this aggravating circumstance in returning its death
recommendation.
Mr. Floyd was denied a reliable and individualized capital
sentencing determination, in violation of the Sixth, Eighth, and
Fourteenth amendments. The error cannot be harmless in this case:
[W]hen the sentencing body is told to
weigh an invalid factor in its decision, a
reviewing court may not assume it would have
made no difference if the thumb had been
removed from death's side of the scale. When
the weighing process itself has been skewed,
only constitutional harmless-error analysis or
reweighing at the trial or appellate level
suffices to guarantee that the defendant
received an individualized sentence.
Stringer, 112 S. Ct. at 1137. In Mr. Floyd's case, substantial
mitigating evidence, establishing both statutory and nonstatutory
mitigating factors, was presented at the penalty phase. In light
of the weight given the felony murder aggravator and the evidence
of mitigation, the erroneous consideration of the felony murder
aggravating factors cannot be held harmless beyond a reasonable
doubt. An "extra thumb" was placed on the death side of the
scales, Stringer. Without that "extra thumb," a binding life
recommendation may have been returned by the jury. The State
cannot meet its burden to prove the error harmless beyond a
reasonable doubt.
Mr. Floyd’s jury was instructed that "the crime . . . was
especially wicked, evil, atrocious, or cruel" (RS. 1025) and
31
"wicked, evil, atrocious and cruel are those capital crimes where
the actual commission of the capital felony was accompanied by such
additional acts . . . which is unnecessary torturous to the victim"
(RS. 1025). The trial court never instructed the jury that it was
required to find that the defendant "intended" to inflict
unnecessary torture to the victim. Stein v. State, 632 So. 2d 1361
(Fla. 1994); Santos v. State, 591 So. 2d 160, 163 (Fla. 1991).
In Stein v. State, 632 So. 2d 1361 (Fla. 1994), the Florida
Supreme Court struck a finding of heinous, atrocious or cruel
because "no evidence was presented to demonstrate any intent on
Stein’s part to inflict a high degree of pain or to otherwise
torture the victims." The narrowing construction of heinous,
atrocious or cruel requires that the defendant intended "to inflict
a high degree of pain or to otherwise torture." This narrowing
construction is repeatedly found in Florida law. Bonifay v. State,
626 So. 2d 1310, 1313 (Fla. 1993); Santos v. State, 591 So. 2d 160,
163 (Fla. 1991); Omelus v. State, 584 So. 2d 563, 566 (Fla. 1991);
Chesire v. State, 568 So. 2d 908, 912 (Fla. 1990); Rhodes v. State,
547 So. 2d 1201, 1208 (Fla. 1989); Amoros v. State, 531 So. 2d
1256, 1260 (Fla. 1988); Lewis v. State, 377 So. 2d 640, 646 (Fla.
1979). See also Scull v. State, 533 So. 2d 1137 (Fla. 1988).
The Supreme Court approved this Court’s limiting construction
of the "heinous, atrocious, or cruel" aggravating circumstance:
[The Florida Supreme Court] has recognized
that while it is arguable "that all killings
are atrocious, . . . [s]till, we believe that
the Legislature intended something
32
'especially' heinous, atrocious or cruel when
it authorized the death penalty for first
degree murder." Tedder v. State, 322 So. 2d,
at 910. As a consequence, the court has
indicated that the eighth statutory provision
is directed only at "the conscienceless or
pitiless crime which is unnecessarily
torturous to the victim." State v. Dixon, 283
So. 2d, at 9. See also Alford v. State, 307
So. 2d 433, 445 (1975); Halliwell v. State,
[323 So. 2d 557], at 561 [Fla. 1975]. We
cannot say that the provision, as so
construed, provides inadequate guidance to
those charged with the duty of recommending or
imposing sentences in capital cases.
Proffitt v. Florida, 428 U.S. 242, 255-56 (1976)(footnote
omitted)(emphasis added). The limitation approved in Proffitt was
not used at any stage of Mr. Floyd's proceedings.
Mr. Floyd's jury was never guided or channeled in its
sentencing discretion. No constitutionally sufficient limiting
construction, as construed in Dixon and approved in Proffitt, was
ever applied to the "heinous, atrocious, or cruel" aggravating
circumstance before this jury. Moreover, this aggravator only
applies where evidence shows beyond a reasonable doubt that the
defendant knew or intended the murder to be especially heinous,
atrocious or cruel. Omelus v. State, 584 So. 2d 563, 566 (Fla.
1991)(this "aggravating factor cannot be applied vicariously");
Porter v. State, 564 So. 2d 1060, 1063 (Fla. 1990)(heinous,
atrocious or cruel aggravator does not apply when the crime was
"not a crime that was meant to be deliberately and extraordinarily
painful")(emphasis in original).
In Mr. Floyd's case, the jury did not receive an instruction
3
The word "facially" refers to the statute itself withoutnarrowing constructions as adopted in case law. Proffitt v.
Florida approved Florida's statute only because the narrowing
construction adopted in State v. Dixon was sufficient to comport
with the Eighth Amendment. However, simply adopting a narrowing
construction is not enough. Where the statute is on its face
vague and overbroad, which is the case in Florida, the narrowing
constructions must be applied by the sentencer in order to cure
the "facial" defect. Richmond v. Lewis, 113 S. Ct. at 535.
33
regarding the limiting construction of "heinous, atrocious and
cruel." The judge relied upon the jury's death recommendation; in
fact, he gave it great weight. However. the jury's death
recommendation was tainted by its erroneous consideration of this
aggravator. As a result, the penalty phase instructions on this
aggravating circumstance "fail[ed] adequately to inform [Mr.
Floyd's] jur[y] what [it] must find to impose the death penalty."
Maynard v. Cartwright, 108 S. Ct. at 1858. Accordingly, this
instruction was erroneous and prejudicial to Mr. Floyd.
"‘[T]here is no serious argument that [the language
"especially heinous, cruel or depraved"] is not facially vague.'"
Richmond v. Lewis, 113 S. Ct. 528, 534 (1992). Florida's statutory
language ("especially heinous, atrocious, or cruel") is facially
3vague and overbroad in violation of the Eighth and Fourteenth
Amendments.
To allow the sentencer to consider an extra improper
aggravating circumstance violates the Eighth and Fourteenth
Amendments by allowing an extra "thumb" to be placed on the death
side of the scale. Stringer, 112 S. Ct. at 1137. Without this
prohibition against "doubling," the capital sentencing statute is
34
facially vague and overbroad because it fails to adequately inform
the sentencer how to determine what aggravators to weigh. Maynard,
486 U.S. at 362 (juries must be informed "what they must
find"). Where an aggravator merely repeats an element of the crime
of first-degree murder the aggravator is facially vague and
overbroad. Porter v. State, 564 So. 2d 1060, 1063-64 (Fla. 1990).
This is because such an aggravator provides the sentencer "openended
discretion." Maynard, 486 U.S. at 362. Since Mr. Floyd's
conviction could rest on the felony murder rule, the "in the course
of a felony" aggravating factor was facially vague and overbroad.
"[T]he channeling and limiting of the sentencer's discretion
in imposing the death penalty is a fundamental constitutional
requirement for sufficiently minimizing the risk of wholly
arbitrary and capricious action." Maynard v. Cartwright, 108 S.
Ct. at 1858. There must be a "principled way to distinguish [the]
case, in which the death penalty was imposed, from the many cases
in which it was not." Id. at 1859, quoting, Godfrey v. Georgia,
446 U.S. 420, 433 (1980).
The judge's failure to instruct on the limitations left the
jury free to ignore how to distinguish Mr. Floyd’s case from others
in which the limitations were applied and death was not imposed.
A properly instructed jury would have had no more than two
aggravating circumstances (and probably less) to weigh against the
mitigation offered by the defense. Where improper aggravating
35
circumstances are weighed by the jury, "the scale is more likely to
tip in favor of a recommended sentence of death." Valle v. State,
502 So. 2d 1225 (Fla. 1987). The jury was left with open-ended
discretion found invalid in Furman v. Georgia, 408 U.S. 238 (1972),
and Maynard v. Cartwright. Since, the jury in Florida is a cosentencer,
prejudice is manifest. Espinosa.
The jury was misled by the instructions and the prosecutor's
argument as to what was necessary to establish the presence of the
aggravating circumstance and support death. The jury was given no
instruction limiting the construction placed upon "heinous,
atrocious or cruel." The instruction given here provided even less
guidance than the one given in Maynard v. Cartwright. See Coleman
v. Saffle, 869 F.2d 1377, 1384 n.7 (10th Cir. 1989). The Eighth
Amendment was violated.
The jury instructions in Mr. Floyd's case did not cure the
facially vague and overbroad statute. The jury did not receive
instructions as to the narrowing constructions of the aggravating
circumstances. The jury was left with "open-ended discretion" in
violation of Maynard, the Eighth and Fourteenth Amendments, and in
violation of due process.
"[I]n a `weighing' State [such as Florida], where the
aggravating and mitigating factors are balanced against each other,
it is constitutional error for the sentencer to give weight to an
unconstitutionally vague aggravating factor, even if other, valid
aggravating factors obtain." Richmond, 113 S. Ct. at 534. A
36
facially vague and overbroad aggravating factor may be cured where
"an adequate narrowing construction of the factor" is adopted and
applied. Id. For the violation of the Eighth and Fourteenth
Amendments to be cured, "the narrowing construction" must be
applied during a "sentencing calculus" free from the taint of the
facially vague and overbroad factor. Id. at 535.
In Mr. Floyd's case, the jury instructions did not cure the
facially vague and overbroad statute. The jury did not receive
instructions as to the narrowing constructions, also known as the
elements, of the aggravating circumstances. The jury was left with
"open-ended discretion" in violation of Maynard, the Eighth and
Fourteenth Amendments, and in violation of due process. As stated
in the trial court's order denying postconviction relief, it is due
to appellate counsel's failure to raise this issue on direct appeal
that the issue is now procedurally barred. Mr. Floyd is entitled
to relief.
37
CLAIM VI
FLORIDA'S STATUTE SETTING FORTH THE
AGGRAVATING CIRCUMSTANCES TO BE CONSIDERED IN
A CAPITAL CASE IS FACIALLY VAGUE AND OVERBROAD
IN VIOLATION OF THE EIGHTH AND FOURTEENTH
AMENDMENTS. THE FACIAL INVALIDITY OF THE
STATUTE WAS NOT CURED IN MR. FLOYD'S CASE
WHERE THE JURY DID NOT RECEIVE ADEQUATE
NARROWING CONSTRUCTIONS. MR. FLOYD'S SENTENCE
OF DEATH IS PREMISED UPON FUNDAMENTAL ERROR
THAT MUST BE CORRECTED NOW IN LIGHT OF
ESPINOSA V. FLORIDA AND RICHMOND V. LEWIS.
At the time of Mr. Floyd's trial, Sec. 921.141, Fla. Stat.,
provided in part:
(5) AGGRAVATING CIRCUMSTANCES.--
Aggravating circumstances shall be limited to
the following:
* * *
(d) The capital felony was committed
while the defendant was engaged, or was an
accomplice, in the commission of, or an
attempt to commit, or flight after committing
or attempting to commit, any robbery, sexual
battery, arson, burglary, kidnapping, or
aircraft piracy or the unlawful throwing,
placing, or discharging of a destructive
device or bomb.
* * *
(f) The capital felony was committed for
pecuniary gain.
* * *
(h) The capital felony was especially
heinous, atrocious or cruel.
38
Richmond v. Lewis, 113 S.Ct. 528 (1992) and Espinosa v.
Florida, 112 S. Ct. 2926 (1992) held that the Florida statute
establishing the aggravating factor of "heinous, atrocious or
cruel" is vague and overbroad under the Eighth Amendment. Richmond
entitles Mr. Floyd a resentencing before a new jury. This issue
was raised in Mr. Floyd's postconviction motion, where is was held
to be procedurally barred. Order Denying Relief, March 2, 1999 at
5.
Mr. Richmond’s death sentence was vacated and his case was
remanded for a new sentencing. The same result is required in Mr.
Floyd’s case. The Florida Statute defined the aggravating factor
as: "[t]he capital felony was especially, heinous, atrocious or
cruel." Fla. Stat. section 121.141(5)(h) (1981). The statute did
not further define this aggravating factor. This statutory
language is and was facially vague. Richmond, 113 S. Ct. at 535;
Espinosa v. Florida, 112 S. Ct. 2926 (1992)(jury instruction
identical to Fla. Stat. section 121.141(5)(h) unconstitutionally
vague).
While the Supreme Court adopted a narrowing construction of
the statutory provisions, the United States Supreme Court held in
Richmond that a state must also "an adequate narrowing
construction," but that construction must also be applied either by
the sentencer or by the appellate court in a reweighing in order to
cure the facial invalidity. Richmond, 113 S. Ct. at 535.
In Mr. Floyd's case, the narrowing construction was not
39
applied. His penalty phase jury was not given "an adequate
narrowing construction," but instead was simply instructed on the
facially vague statutory language. Following the death
recommendation, the sentencing judge imposed death. Under Florida
law, the judge was required to give great weight to the jury's
verdict.
A sentencing judge in a Florida capital case is required to
give the jury's verdict "great weight." It must be presumed that a
sentencing judge in Florida followed the law and gave "great
weight" to the jury's recommendation. Nothing in Mr. Floyd's case
warrants setting aside that presumption. Florida law requires that
where evidence exists to support the jury's recommendation, it must
be followed. Scott v. State, 603 So. 2d 1275 (Fla. 1992). Here,
the judge considered, relied on, and gave great weight to the
tainted jury recommendation. A "new sentencing calculus" free from
the taint, as required by Richmond, had not been conducted. The
judge was not free to ignore the tainted death recommendation.
Scott.
Mr. Floyd was denied his Eighth Amendment rights. His jury
was permitted to consider "invalid" aggravation because the
aggravating factor specified by Fla. Stat. § 921.141 (5) (h) was
unconstitutionally vague. The jury was not given the proper
narrowing construction so the facial unconstitutionality of the
statute was not cured. Relief is required because the jury is a
sentencer:
40
Florida has essentially split the weighing
process in two. Initially, the jury weighs
aggravating and mitigating circumstances, and
the result of that weighing process is then in
turn weighed within the trial court's process
of weighing aggravating and mitigating
circumstances.
Espinosa, 112 S. Ct. at 2928.
Even if "the trial court did not directly weigh any invalid
aggravating circumstances," it must be "presume[d] that the jury
did so." Id. In imposing death, the trial court presumably
considered the jury recommendation, also presumably giving it the
"great weight" required by Florida law. Id. The errors resulting
from the unconstitutional instruction on the "heinous, atrocious or
cruel" aggravating circumstance and the "cold, calculated and
premeditated" circumstance provided to Mr. Floyd's jury were not
harmless beyond a reasonable doubt. "[W]hen the weighing process
has been infected with a vague factor the death sentence must be
invalidated." Stringer, 112 S. Ct. at 1139.
Mr. Floyd's jury must be presumed to have considered invalid
statutory provisions and to have weighed these factors against the
mitigation. Unless the State can establish beyond a reasonable
doubt that the consideration of the invalid statutory provisions
had no effect upon the weighing process, the errors cannot be
considered harmless. The substantial mitigation in the record
establishes that the errors were not harmless beyond a reasonable
doubt. Appellate counsel failed to raise this issue on direct
appeal, resulting in a finding by the trial court that the issue is
41
now procedurally barred. Mr. Floyd is entitled to relief.
CONCLUSION
For all of the reasons discussed here, Mr. Floyd respectfully
urges the Court to grant habeas corpus relief.
42
CERTIFICATE OF SERVICE
I HEREBY CERTIFY that a true copy of the foregoing motion has
been furnished by United States Mail, first class postage prepaid,
to all counsel of record on July 21, 2000.
___________________________
PAMELA H. IZAKOWITZ
Florida Bar No. 0053856
OFFICE OF THE CAPITAL COLLATERAL
REGIONAL COUNSEL-SOUTH
303 S. Westland Avenue
P.O. Box 3294
Tampa, FL 33606
(813) 259-4424
Copies furnished to:
Carol M. Dittmar
Assistant Attorney General
2002 North Lois Avenue, Suite 700
Tampa, Florida 33607