[PUBLISH]
IN THE UNITED STATES COURT OF
APPEALS
FOR THE ELEVENTH CIRCUIT
________________________
Nos. 01-13969
________________________
D.C. Docket No. 98-02967-CV-DMM
RIGOBERTO
SANCHEZ-VELASCO,
Petitioner-Appellant,
versus
SECRETARY OF THE DEPARTMENT
OF
CORRECTIONS,
Respondent-Appellee.
__________________________
Appeal from the
United States District Court for the
Southern District of Florida
_________________________
(April 2, 2002)
Before CARNES, HULL and WILSON,
Circuit Judges.
CARNES, Circuit
Judge:
Rigoberto Sanchez-Velasco is a
Florida death row inmate. He is
under sentence of death for the brutal rape and murder of an eleven year old
girl who had been left in his care
by her mother. While
on death row for that crime, he has murdered two inmates. As he explained to the district court in
this proceeding: AI hate people, I don=t like them, I want to kill
people. You understand?@ When asked by an interviewer how
he made the shank he used to kill his two fellow inmates he declined to tell,
explaining that he plans to make more shanks to use against other inmates in the
future. Professing that he
will kill or attempt to kill again in the future, Sanchez-Velasco insists that
he wants his death sentence to be carried out.
Todd Scher and the Capital Collateral Regional Counsel
(CCRC) of Florida, however, do not
want Sanchez-Velasco=s death sentence to be carried
out. CCRC is an entity created by
the Florida Legislature to provide post-conviction representation to indigent
death row inmates in that state, see Fla. Stat. '' 27.701 - 27.708 (1990), and Todd
Scher is the litigation director of that organization=s South Florida office. In order to prevent the death sentence
from being carried out, Scher filed a 28 U.S.C. ' 2254 petition in the district court
without Sanchez-Velasco=s consent and without even telling
him he was going to do it. In fact, neither Scher nor anyone else from CCRC made
any attempt to speak with
Sanchez-Velasco about his case until after he had learned of the petition they
had filed in his name and had sent the court a pro se motion to dismiss
it. The district court granted
Scher limited standing to proceed, appointed an expert to examine
Sanchez-Velasco, and conducted an evidentiary hearing after which it concluded
that he was mentally competent to decide whether such a petition should be
filed. As a result, the district
court granted
Sanchez-Velasco=s motion to dismiss the petition that
Scher had filed without his permission. This is Scher=s appeal from that decision.
Although we find no fault with the
district court=s conclusion that Sanchez-Velasco is
mentally competent to decide his own fate,
we disagree with the court=s ruling that Scher and CCRC, who are
strangers to Sanchez-Velasco, have limited standing to challenge his mental
competency. We also disagree with
the district court=s decision to appoint an expert to
examine Sanchez-Velasco again and to conduct an evidentiary hearing on his
mental competency, after the state courts had already decided the issue. Those errors, however, did not harm
Scher=s side of the case but instead gave
him more than he was entitled to receive.
We affirm the district court=s judgment dismissing the habeas
petition that Scher filed.
I. PROCEDURAL
HISTORY
A. The Trial and
Sentence Proceedings
In August 1988, Sanchez-Velasco was
tried and convicted for the murder, sexual battery, and robbery of young Kathy
Encenarro in December of 1986.
Before trial, Sanchez-Velasco=s counsel requested that he be
evaluated both for competency to stand trial and for sanity at the time of the
offense. The trial court
appointed six mental health experts B Drs. Riechenberg, Marina, Haber,
Berglass, Mutter, and Jaslow B to examine him; he was examined by each
of them; and none of them found him either insane at the time of the crime or
incompetent to stand trial. During
the trial, after Sanchez-Velasco had interrupted the testimony of a government
witness with an outburst, his counsel asked that he be evaluated again for
competency to stand trial. He
was examined by two new doctors B Drs. Castiello and Jimenez
B both of whom found him to be
competent. At the conclusion
of the guilt phase of the trial, the jury found Sanchez-Velasco guilty of
murder, sexual battery, and theft. Sanchez-Velasco v. State, 570 So. 2d
908, 912 (Fla. 1990) (Sanchez-Velasco
I).
At the penalty phase of the trial,
the defense presented the testimony of Dr. Haber, who had examined
Sanchez-Velasco before trial, and who testified that he had an emotional
disturbance but was legally sane.
Sanchez-Velasco v. State, 702 So. 2d 224, 225-26 (Fla. 1997)
(Sanchez-Velasco II).
Sanchez-Velasco himself also made a statement to the jury, in which he
denied that he was mentally ill, emotionally disturbed, or unable to appreciate
the criminality of his conduct.
Sanchez-Velasco I, 570 So. 2d at 912. At the conclusion of the penalty
phase, the jury recommended the death penalty by an eight to four vote. At the sentence proceeding that
followed before the judge the defense, seeking again to establish that
Sanchez-Velasco=s mental condition should serve as a
mitigating circumstance, presented another psychiatrist. This one, Dr. Marina,
who had examined him before trial, testified that Sanchez-Velasco was mentally
competent but that he might be suffering from some sort of mental
disturbance. Sanchez-Velasco
II, 702 So. 2d 224 at 226.[1]
Ultimately, the court
rejected the opinions the two defense mental health experts had given during
the penalty phase of the trial, and concluded that Sanchez-Velasco, in addition
to being undisputably competent, had no extreme mental or emotional condition
that might mitigate against a death sentence, and it imposed one. Sanchez-Velasco I, 570 So. 2d at
910-13.
Counting them up, from the pretrial
through the sentencing stage Sanchez-Velasco was examined for competency by
eight different experts, and each one concluded he was mentally
competent. Sanchez-Velasco
II, 702 So. 2d at 226. There
was no disagreement about that.
B. The State
Post-Conviction Proceedings
Sanchez-Velasco=s conviction and death sentence were
affirmed on direct appeal in 1990. Sanchez-Velasco I, 570 So. 2d
at 916. In May of 1993, lawyers representing
him filed a motion pursuant to Florida Rule of Criminal Procedure 3.850 seeking
to have his conviction and death sentence overturned. CCRC, which generally handles the state
post-conviction representation of inmates sentenced to death in Florida, could
not represent Sanchez-Velasco because of a conflict of interest stemming from a
CCRC attorney=s representation of a client in a
case in which Sanchez-Velasco was a witness. As a result, Sanchez-Velasco was
represented by lawyers from the Volunteer Lawyers Resource Center, and by
Michael Bowen, an attorney who handled the case pro bono. (The lawyers from the VLRC eventually
withdrew from their representation of Sanchez-Velasco in the post-conviction
proceeding, leaving just Mr. Bowen as his attorney.) In any event, the Rule 3.850 motion was
filed, and initially litigated, the old fashioned way B with Sanchez-Velasco=s knowledge and
consent.
Notwithstanding his earlier consent
to the filing of the Rule 3.850 motion, in March and April of 1994
Sanchez-Velasco wrote two letters to the Governor of Florida asking that he be
permitted to waive his right to challenge his conviction and sentence in the
ongoing post-conviction proceedings. The Governor forwarded those letters
to the state trial court, which appointed three experts to examine
Sanchez-Velasco and determine if he was mentally competent to waive the post-conviction proceedings.[2]
Sanchez-Velasco=s brother then filed a next friend
petition with the Florida Supreme Court to stay all proceedings that would
expedite the execution. That
petition was denied without elaboration. Sanchez v. Wilson, 639 So. 2d
980 (Fla. 1994). In
May of 1994, Sanchez-Velasco wrote a letter to the state trial court
withdrawing his request to waive his right to state post-conviction
proceedings, but he later renewed his waiver request in a letter to the
Governor dated June 20, 1995.
In that letter,
Sanchez-Velasco explained that he had withdrawn his initial waiver request
because his lawyers had surrounded him with family who persuaded him not to drop
his post-conviction proceedings.
In October 1995, the state trial court held a colloquy with
Sanchez-Velasco about his request to forego any further attack on his conviction
and sentence. When the court asked
Sanchez-Velasco whether he wanted to waive his post-conviction proceedings, he
demanded Athe right to explain
himself@ before he would answer that
question. The court told
Sanchez-Velasco that he would have an opportunity to explain but that he must
first answer the question. When Sanchez-Velasco repeatedly
refused to answer before being allowed to explain, the trial court concluded
Sanchez-Velasco did not sincerely want to waive his state post-conviction
proceedings and therefore allowed the Rule 3.850 proceeding to go forward.
Eventually, the court set an
evidentiary hearing on two of the claims raised in the Rule 3.850 motion.
One of those two claims for which the
evidentiary hearing was scheduled asserted that Sanchez-Velasco had been
incompetent to stand trial and had been erroneously determined to be competent
because his evaluating psychologists and psychiatrists had lacked information
about his background and medical history. In support of that claim,
Sanchez-Velasco=s lawyers planned to introduce
testimony from two expertsB Drs. Whyte and HerreraBwho had at
Sanchez-Velasco=s lawyers= request each evaluated
Sanchez-Velasco twice, first in 1993 and again in 1994, and had concluded that
he suffered from significant psychological disorders that rendered him mentally
incompetent. Sanchez-Velasco
II, 702 So. 2d at 226. Copies
of their 1993 reports had been attached to Sanchez-Velasco=s Rule 3.850 motion, and copies of
their 1994 reports had been attached to the next-friend petition
Sanchez-Velasco=s brother had filed that year
in the Florida Supreme Court.[3]
On October 24, 1996, at the beginning
of the evidentiary hearing, and before any evidence was presented,
Sanchez-Velasco moved to discharge his counsel, Mr. Bowen, and again asked to be
allowed to waive the
post-conviction proceedings. The state trial court observed that
Sanchez-Velasco Aappears very intelligent@ and Aappears to be very
competent@ but ordered a competency evaluation out
of an abundance of caution.
Sanchez-Velasco II, 702 So. 2d at 226. The next day,
Sanchez-Velasco was evaluated by Dr. Sonia Ruiz, a clinical psychologist.
She concluded that he was mentally
competent to participate in legal proceedings, consult with his lawyer, and
understand the consequences of his decisions. Id. at 226 - 27.
She further found that he
did not suffer from any major mental illness or defect. Id. Dr. Ruiz was the twelfth expert
who had examined Sanchez-Velasco for mental competency for one purpose or another while his case was in the state
courts, and she was the tenth one to find him to be competent. Id. at 227-29.[4]
After receiving Dr. Ruiz=s report, the state trial court held a hearing on October 25, 1996, at
which it conducted a detailed Faretta v. California, 422 U.S. 806, 95
S.Ct. 2525 (1975), type of inquiry to determine whether Sanchez-Velasco was
competent to waive the post-conviction attack on his conviction and sentence.
Sanchez-Velasco II, 702 So.2d at 227. It did so, because that is the procedure
the Florida Supreme Court has mandated in cases where death row inmates seek to
drop state post-conviction proceedings. See Durocher v.
Singletary, 623 So. 2d 482, 485 (Fla. 1993). During its inquiry, the court asked
Sanchez-Velasco if he understood that: (1) by waiving his claims he would lose
all right to future appeals of his conviction and sentence; (2) if he prevailed
on his claims he would receive a new sentencing hearing; and (3) once his claims
were waived he would not have the right to reinstate them in the future.
Sanchez-Velasco confirmed that he understood each of those propositions, and
when the court asked him again if he wished to withdraw his appeal, he stated
that he did.
On October 31, 1996, the state trial
court entered an order finding that Sanchez-Velasco was competent to discharge
his counsel and dismiss the Rule 3.850 motion, and it dismissed the
proceedings.
Sanchez-Velasco=s former lawyer, Bowen, appealed that order, but the Florida
Supreme Court affirmed it in December 1997. Sanchez-Velasco II, 702 So.
2d at 228. In doing so, the
Florida Supreme Court concluded that the procedures the trial court had used to
determine whether Sanchez-Velasco was competent to dismiss his collateral
counsel and post-conviction proceedings complied with the requirements it had
set forth in Durocher v. Singletary, 623 So. 2d 482 (Fla. 1993). The United States Supreme
Court denied certiorari review in October of 1998. See 525 U.S. 811, 119
S.Ct. 42.
C. The Federal Habeas
Petition
In December 1998 Todd Scher, in his
position as an attorney with CCRC, filed a petition for a writ of habeas corpus
in federal district court. The
conflict of interest that had previously prevented CCRC or its attorneys from
representing Sanchez-Velasco had been resolved.[5] However, there was another problem with
the filing of the petition. The problem was and is that neither Scher nor anyone
else from CCRC had Sanchez-Velasco=s permission to file the petition on
his behalf or to represent him in this or any other proceeding. They had not
even bothered to talk with Sanchez-Velasco about the matter before they
purported to act on his behalf. He
did not know they were going to do it. He did not know them at all. They were
complete strangers to him.
Attempting to explain his actions,
Scher=s brief to this Court says that he
Ahad spoken with several people,
including attorneys, who had contact with [Sanchez-Velasco] and who all
indicated that [Sanchez-Velasco] wished to challenge his conviction and sentence
in federal court.@ Apparently, that is not entirely true,
because when we pressed Scher at oral argument he admitted that the
conversations he claims to have had with those people had merely given him no
reason to believe that Sanchez-Velasco did not want him to file the
petition. This was also his
position before the district court, where he stated that: AI did consult with Mr.
Sanchez-Velasco=s previous attorneys, I also
consulted with people who have seen and constantly visited Mr. Sanchez-Velasco,
and had no reason to believe . . . that he would not agree to have this petition
filed on his behalf.@ Scher never explained to either the
district court or to us why he thought that Sanchez-Velasco would have gone to
such lengths to have his state post-conviction proceeding dismissed so his
sentence could be carried out and then
want a federal habeas petition to be filed in an attempt to overturn that
sentence.
While admitting that he did not even
attempt to talk with
Sanchez-Velasco before filing the federal habeas petition, Scher claims he did
mail a copy of the petition to Sanchez-Velasco after it was filed. Sanchez-Velasco denies that he ever
received a copy of the petition. It is not clear that the district
court ever resolved this factual dispute, but we will assume for present
purposes that Scher did mail and Sanchez-Velasco did receive a copy of the
petition shortly after it was filed.[6]
The habeas petition Scher filed in
Sanchez-Velasco=s name raised a number of claims,
including one that Sanchez-Velasco had been incompetent to waive his state
post-conviction appeals. No
new affidavits or reports were submitted in support of that claim. In its initial response to the habeas
petition, the State of Florida contested Scher=s standing to file the petition, but
the district court
did not rule on that issue
immediately. Instead, the court
stayed any consideration of that issue and of the petition itself until the
Supreme Court=s released its decision in
Williams v. Taylor, 529 U.S. 420, 120 S.Ct. 1479 (2000), concerning the
scope of habeas review under the Antiterrorism and Effective Death Penalty
Act. During the time that the petition was pending, Scher made no attempt
whatever to visit Sanchez-Velasco, or to have someone from his office visit
him. During that time CCRC and
Scher had a number of other clients located at the same prison as
Sanchez-Velasco, and someone from CCRC visited the facility about every week.
Yet no one ever attempted to
talk with Sanchez-Velasco about the federal habeas petition that had been filed
in his name.
In March 2000, fourteen months after
Scher had filed the habeas petition, and while the State=s challenge to Scher=s standing was still pending, Sanchez-Velasco filed a pro se
motion to Awaive all my legal rights of appeals
in any federal and state court.@ In that motion, Sanchez-Velasco asserted
he had a constitutional right Ato choose not to be represented by
any attorney@ unless he had been shown to be
incompetent, and he argued that he had exercised his right to decline
representation by counsel when he withdrew his Rule 3.850 motion in state court
after having been found competent to do so. Sanchez-Velasco explained in the
motion he filed in this case that he wished to forego any appeal of his murder
conviction and death sentence for two reasons. First, he believed that the trial and
sentencing proceedings had been fair: AThis petitioner was legally trialed
and convicted for the crime he was charged and he believe that he was fairly
represented on his trial.@ Second, he felt he was a dangerous
and violent person who posed a threat to others as long as he remained alive:
AThis petitioner while waiting for his
sentence to be carryed out, he has killed two more human being and hurted many
others and he believes that the only way the Governor can asure that he
won=t be able to hurt or to take any more
lifes is by carrying out the death sentence that was giving to he by the court
of law.@
It was only at this point, after
Sanchez-Velasco had filed his pro se motion to withdraw his petition,
that Scher finally made his first attempt to communicate with the man he claimed
to be representing. He went
to see Sanchez-Velasco. After meeting once with Scher, and on the same day of
that meeting, Sanchez-Velasco filled out and signed a form indicating that he
refused to meet any further with Scher, with anyone from CCRC, or with any
mental health expert working for CCRC. He did not want to have anything to
do with them or for them to have anything to do with
him.
The district court issued an order
for Scher to show cause why Sanchez-Velasco=s motion to dismiss the habeas
petition should not be granted. Scher=s response argued that
Sanchez-Velasco was not mentally competent to dismiss the petition, and attached
to it were a number of materials,
including affidavits from friends and family, psychological evaluations, and
medical records from prison showing that while in prison Sanchez-Velasco had
reported psychological problems and had been administered psychiatric drugs in
non-therapeutic doses. All of
those materials had been considered by
the state courts and virtually all of them had been before the state
trial court when it found Sanchez-Velasco competent to dismiss his Rule 3.850
motion proceeding.[7]
The district court ruled that Scher
had standing enough to challenge Sanchez-Velasco=s mental competency to dismiss the
federal habeas petition. The court also decided that an independent
mental health expert should be appointed to examine Sanchez-Velasco in order to
determine his mental competence and that an evidentiary hearing should be held
on the issue after that examination.
The State filed a motion for reconsideration, again arguing that Scher
lacked standing even to challenge Sanchez-Velasco=s competency. The court denied that motion for
reconsideration.
The court asked Scher and the State
to agree upon a mental health expert or, alternatively, to submit a list of
experts from whom the court could choose one to conduct the examination.
Because Scher and the state
could not agree on a mental-health expert, each submitted two names. In October 2000 the district court
appointed one of the experts the State had suggested, Dr. Richard Greer, Chief
of the Forensic Psychology Division at the University of Florida. Dr. Greer had previously examined
Sanchez-Velasco in November 1995 for competency to stand trial for the murder of
two fellow inmates, and he had found Sanchez-Velasco competent to represent
himself and enter a guilty plea in that case. Sanchez-Velasco II, 702 So.
2d at 226.
In January 2001 Dr. Greer,
accompanied by his student, Dr. Robert Stetson, examined Sanchez-Velasco, and
in February 2001 issued his report.
In his report Dr. Greer concluded Sanchez-Velasco did not suffer from any
major mental illness and was mentally competent to withdraw his habeas petition.
He based this conclusion on
his examination of Sanchez-Velasco as well as his review of the medical history
and case file. Scher moved
to strike Dr. Greer=s report and appoint additional
mental health experts, but the district court denied that motion.
On May 15, 2001, the district court
held an evidentiary hearing. Dr. Greer was the only witness. He testified about his education,
training, and experience, his examination of Sanchez-Velasco, and his conclusion
that Sanchez-Velasco was competent. All parties, including
Sanchez-Velasco himself, were given an opportunity to question Dr. Greer.
Scher neither submitted nor
attempted to submit any new testimony or other evidentiary material at the
hearing. The State submitted Sanchez-Velasco=s most recent prison medical records,
which showed that he did not currently suffer from any significant mental
illness. The State also
re-urged its position that Scher did not have standing to even raise the issue
of whether Sanchez-Velasco was mentally competent.
At the evidentiary hearing, after Dr.
Greer had testified, the district court spoke with Sanchez-Velasco about his
desire to dismiss the petition. The court asked him why he wanted to
do that, and he told the court: that he had not filed the petition; that he was
competent; and that he wanted Scher and CCRC to stop Aplay game with the system and the
taxpayers= money.@ Sanchez-Velasco pointed out that he
already been found competent in state court to waive his post-conviction
proceeding there, and that he had again been found competent by Dr. Greer. The court asked him whether he
understood Awhat=s going to happen if you
don=t have an appeal, if you
don=t have an appeal pending@ and he answered: ASure. My sentence might be carried on sometime
whenever the government decided to do so.@ He then added:
And really it not a matter of whether my sentence be
carried out or not. The matter is that I won=t be able to hurt anybody no more. And meantime, while they=re playing with the system and using the system to
enrich they pockets, and I continue killing people. I haven=t stopped kill people since I been in the DOC department
under the DOC supervising. I has
killed people repeatedly, repeatedly, repeatedly, even while being on death row.
So I don=t see myself in other way, is no choice I am making
because I want to die . . . but since I been all this year on death row and
every year since then hurt somebody or kill somebody, and I haven=t do anything, I don=t see myself to change my life around. . . .
I has been like that all my life and it is nothing I can
do. So to saving my time and saving
the government time and saving other people lives, I make my own choice. I have a constitutional right to do
so. The Constitution of the United
States give me that right.
And I am competent to do so.
The court finally asked, point blank,
whether Sanchez-Velasco understood that Aif . . .this petition is withdrawn,
you will probably be executed,@ to which Sanchez-Velasco replied
AYes, Your Honor.@
After the hearing, the district court issued an
order finding that Scher had standing to raise the issue of
Sanchez-Velasco=s mental competency to forego filing
a habeas corpus petition. It also
found, however, that Sanchez-Velasco was in fact mentally competent, which meant
that Scher lacked standing to litigate the habeas petition he had filed on
behalf of Sanchez-Velasco. It was
on that basis that the district court dismissed the habeas petition.
D. The Certificate
of Appealability
Scher sought a certificate of
appealability, but the district court denied one. Scher then sought one from this court,
and we granted it, on the following three issues:
1) Whether the
Capital Collateral Regional Counsel is Atruly dedicated to the best interests@ of Sanchez-Velasco, as is required by the first prong
of the Whitmore v. Arkansas test for >next friend= standing, including whether being Atruly dedicated to the best interests@ requires that the >next friend= Ahave some significant relationship with the real party
in interest.@
Whitmore v. Arkansas, 495 U.S. 149, 163, 110 S.Ct. 1717, 1727
(1990).
2) Whether the
district court employed adequate procedures to determine if Sanchez-Velasco was
competent to waive his habeas petition.
Cf. Mata v. Johnson, 210 F.3d 324 (5th Cir.
2000).
3) Whether, if
the court did use adequate procedures, it clearly erred in finding that
Sanchez-Velasco was competent to waive his habeas petition.
II. DISCUSSION
Scher claims standing under the
Anext friend@ doctrine, but the Supreme Court has
held that Anext friend@ standing Ais by no means granted automatically
to whomever seeks to pursue an action on behalf of another.@ Whitmore v. Arkansas,
495 U.S. 149, 163, 110 S. Ct. 1717, 1727 (1990). Instead, two requirements must be
met:
Decisions
applying the habeas corpus statute have adhered to at least two firmly rooted
prerequisites for >next
friend standing.= First, a >next
friend=
must provide an adequate explanationBsuch
as inaccessibility, mental incompetence, or other disabilityBwhy
the real party in interest cannot appear on his own behalf to prosecute the
action. Second, the Anext
friend@
must be truly dedicated to the best interests of the person on whose behalf he
seeks to litigate, and it has been further suggested that a Anext
friend@
must have some significant relationship with the real party in
interest.
Id.
at 163-64, 110 S. Ct. at 1727
(internal citations omitted); see also Lonchar v. Zant, 978
F.2d 637, 641 (11th Cir. 1992).
The
district court in this case referred to the second prong of the Whitmore
test as whether Scher had Astanding
to even challenge Petitioner=s
mental competency,@
and concluded that he did.
The court also found,
however, that Sanchez-Velasco was
mentally competent, which means that
Scher failed to meet the first prong of the Whitmore test. The result is that the district court
granted Sanchez-Velasco=s
motion to dismiss the habeas petition that Scher had filed. For the reasons that follow, we think
that the district court reached the right result and was correct about
Sanchez-Velasco=s
mental competency, but that it was
wrong about Scher having what the court described as limited standing to
litigate whether Sanchez-Velasco was mentally competent. In our view, Scher failed to
satisfy either of the two
Whitmore requirements.
A. The Dedication
to Best Interests Prong
Throughout
this proceeding, the State of Florida has contested
Scher=s standing to litigate the issue of
whether Sanchez-Velasco can decide
for himself about filing a federal habeas petition. From the beginning, the State has
contended not only that Sanchez-Velasco is mentally competent to make his own
decisions but also that Scher has no right to even litigate that question. The State has, in other words, contended
all along that Scher has failed to establish not only the first prong or
adequate explanation requirement, but also the second prong or dedication to
best interests requirement. That is
the position the State took in its initial response to the habeas petition, the
position it took in the motion for reconsideration that it filed after the
district court had ordered an evidentiary hearing on Sanchez-Velasco=s mental competency, and the position
it took at the evidentiary hearing. Nothing if not consistent and
persistent, the State has also taken that position in its brief and oral
argument to this Court.
Despite the State=s pertinacity in pursuing the
prong-two point, Scher contends
that we should not consider the issue of whether he has standing to
litigate Sanchez-Velasco=s mental competency B whether he meets the second
Whitmore prong B because the State failed to
cross-appeal the district
court=s ruling against it on that
question. We disagree.
An appellee may, without
cross-appealing, urge in support of a result that has been appealed by the other
party any ground leading to the same result, even if that ground is inconsistent
with the district court=s reasoning. See El Paso Natural Gas Co. v.
Neztsosie, 526 U.S. 473, 479, 119 S. Ct. 1430, 1434-35 (1999); accord
Blum v. Bacon, 457 U.S. 132, 137 n.5, 102 S. Ct. 2355, 2359 n.5 (1982)
(AIt is well accepted, however, that
without filing a cross-appeal or cross-petition, an appellee may rely upon any
matter appearing in the record in support of the judgment below.@). In addition, because standing issues
resonate with Article III concerns we are under an obligation to consider
standing at every step in the judicial process even if the parties do not press
it or have acted or failed to act in a way that would have waived some other
issue. United States v.
Hays, 515 U.S. 737, 742, 115 S.Ct. 2431, 2435 (1995); FW/PBS, Inc. v.
Dallas, 493 U.S. 215, 230-31, 110 S.Ct. 596, 607-08 (1990).
Turning now to the question of
whether Scher has established the dedication to the best interests prong, we
begin by reiterating the Supreme
Court=s precise language. It said: Athe
>next
friend= must be truly dedicated to the best
interests of the person on whose behalf he seeks to litigate, and it has been
further suggested that a >next
friend=
must have some significant relationship with the real party in
interest.@ Whitmore,
495 U.S. at 163-64, 110 S. Ct. at
1727.
As
to that latter part, about Asome
significant relationship,@
we have previously indicated that it may not be an additional, independent
requirement but instead may be one
means by which the would-be next friend can show true dedication to the best
interests of the person on whose behalf he seeks to litigate. See Lonchar v. Zant, 978
F.2d 637, 641 (11th Cir. 1992) (AThen,
the next friend must show some relationship or other evidence that would suggest
that the next friend is truly dedicated to the interests of the real party in
interest.@). We have concluded that Asome significant
relationship@ does exist when the would-be next
friend has served in a prior proceeding
as counsel for the real party in interest and did so with his
consent. That was the situation in
the Ford case, where the
attorney who was acting as next friend for the inmate had represented him with
his consent for years in prior litigation challenging his conviction and death
sentence. See Ford v. Haley, 195 F.3d 603, 605 & n.1 (11th
Cir. 1999), and Ford v. Haley, 179 F.3d 1342, 1344-45 (11th Cir. 1999); see also
Hauser
ex rel. Crawford v. Moore,
223 F.3d 1316, 1322 (11th Cir.
2000) (AThe most logical >next friend= is Hauser=s court-appointed counsel@ from prior proceedings). We have also indicated that Asome significant
relationship@ exists and the second Whitmore
prong is satisfied where a close relative acts as next friend. See
Lonchar, 978 F.2d at 641
(AThe
district court held and no one disputes that Kellogg, as Lonchar's sister, is
sufficiently dedicated to the interests of her brother.@);
but see Hauser, 223 F.3d at 1322 (expressing reservations about
whether the inmate=s
biological mother, who gave him up for adoption, was dedicated to his best
interests for next-friend purposes).
Neither of those situations exist
here. Sanchez-Velasco=s brother attempted to act in a
next-friend capacity and pursue state court remedies on his behalf, but he has not done that in federal
court. Scher is not related to
Sanchez-Velasco. He has never
represented him before. Prior to
filing the federal habeas petition (and for more than a year afterwards) Scher had never met
Sanchez-Velasco. He had never
spoken with him. He had never even
attempted to do so. Scher was, in
short, a total stranger to
Sanchez-Velasco. He had no
relationship at all with him, much
less a significant one.
Nor has Scher shown in any other way
that he is Atruly dedicated to the best interests
of the person on whose behalf he seeks to litigate@ within the meaning of that
Whitmore requirement. Scher,
as a CCRC attorney, does have state
law authority to represent death row inmates who consent to the representation,
but he has no more authority than any other attorney to represent an
unconsenting inmate. That is true as a matter of federal law under the
Whitmore decision, and it is true as a matter of state law as well,
see Durocher
v. Singletary,
623 So. 2d 482, 485 (Fla. 1993) (A[W]e
hold that . . . CCR [CCRC=s
predecessor] has no duty or right to represent a death row inmate without that
inmate=s
permission.@); cf.
Faretta v. California, 422 U.S. 806, 821, 95 S. Ct. 2525, 2534 (1975)
(AAn
unwanted counsel >represents=
the defendant only through a tenuous and unacceptable legal
fiction.@).
The district court gave three reasons
for finding that Scher had met the second prong of the Whitmore test,
none of which we find
persuasive. First, it said that in
this case Scher had Afollowed [CCRC=s] standard procedures in filing the
habeas petition on Petitioner=s behalf.@ If that is so, then CCRC=s standard procedures should be
changed. They should be changed because they are contrary to
Florida law, which is that CCRC
has
no right to represent a death row inmate without that inmate=s
permission. Durocher, 623 So. 2d at 485. CCRC=s standard procedures, if this is
what they are, ought to be changed because no attorney should ever file a habeas
petition in the name of an inmate he has not even bothered to speak with, much
less obtain permission from, and omit from the petition the critical fact that
the inmate has not consented to the filing. See Fla. Stat. Bar R. 4-1.2(a)
(AA lawyer shall abide by a
client=s decisions concerning the objectives
of representation...and shall consult with the client as to the means by which
they are to be pursued.@); id. at 4-8.4(c)
(AA lawyer shall not engage in conduct
involving ... misrepresentation. . . @). Nowhere in the two-pound, 272-page
habeas petition Scher filed did he disclose to the court that he had not
obtained Sanchez-Velasco=s permission to file the petition.
Regardless of whether CCRC followed its standard procedures in this case, or
whether those procedures ought to be changed, its practices or procedures cannot
trump the requirements of federal law; they cannot take the place of the showing
Whitmore requires that the would-be next friend be dedicated to the best
interests of the inmate.
The second reason that the district
court gave for concluding that Scher could proceed to litigate
Sanchez-Velasco=s mental competency is that
Athe petition was filed in December
1998 and Petitioner did not move to withdraw the petition until March
2000,@ which the court described as being
at a Alate stage.@ But there were no earlier stages
because nothing happened in the case, which was held in abeyance pending a
decision from the Supreme Court in Williams v. Taylor, 529 U.S. 420, 120
S. Ct. 1479 (2000), during the interval between Scher=s filing of the petition and
Sanchez-Velasco=s filing of the motion to dismiss,
except the State=s response which also asked the court
to dismiss because Scher could not show the prerequisites for next-friend
standing. Besides, we are not aware of any doctrine which would entitle a
stranger to control the legal affairs of another party after that party
protested based upon nothing more than the lateness of the protest. It is not as though the doctrine of
laches applies to next-friend standing, and even if it did the requirements of
that doctrine would not be met in this case.[8]
The third reason the district court
gave for allowing Scher to challenge Sanchez-Velasco=s mental competency is that
Asince this is a capital case, and
similar issues related to Petitioner=s mental competency could be raised
potentially by a third party prior to execution, it makes additional good sense
to allow CCRC to litigate Petitioner=s mental competency to withdraw his
habeas petition.@ This reason at least has the
virtue of being pragmatic, but there is no pragmatic exception to the
requirements of next-friend standing.
If we were to sanction the district court=s reasoning, it would be tantamount
to writing the second prong out of the Whitmore test, something we cannot
do, because the Supreme Court wrote
it in.[9]
Scher
offers no better reasons than the district court did for why we should find that
he has met the second prong of the Whitmore test by showing that he is
dedicated to the best interests of Sanchez-Velasco. Attempting to excuse his failure to ask for
Sanchez-Velasco=s
permission before filing the petition in his name, Scher says he was busy
drafting the petition before the statute of limitations ran out. That assertion is both incredible, and
beside the point. It is incredible,
because Scher admits that he or others from his CCRC office visit the prison
where Sanchez-Velasco was being held each week, and obviously the phone lines
run to and from the prison. Yet
during all the time Scher was compiling the mammoth petition and appendices to
file, Scher never once attempted to contact his purported client about the
fundamental question of whether he
wanted to be Scher=s
client. Not only that, but even
after the petition was filed Scher made no attempt to visit or talk with
Sanchez-Velasco until fourteen months had passed, and he only went to see him then because
Sanchez-Velasco had filed a motion to dismiss the petition as unauthorized. Scher=s
assertion about being busy is also beside the point, because there is no
Atoo
busy@
exception to the second Whitmore requirement.
Scher
has not established that he is dedicated to Sanchez-Velasco=s
best interests. To the contrary, he
appears to be pursing his own interests in opposing the imposition of the death
penalty. See Hauser, 223 F.3d at 1322 (noting that the would-be
next-friends in that case Aappear
to be motivated solely by their own desires to block imposition of the death
penalty in an attempt to define justice as they see fit@
(internal quotation marks omitted)). To allow him to proceed in
Sanchez-Velasco=s
name would run counter to one of the central purposes of the requirements of
next-friend-standing, which is to keep out Aintruders
or uninvited meddlers, styling themselves next friends.@
Whitmore, 495 U.S. at 164, 110 S. Ct. at 1728 (quotation marks and
citation omitted).
The
district court should not have ruled that Scher had made the showing required by
Whitmore=s
second prong, that he had, in the district court=s
words, Alimited
standing@
to litigate Scher=s
mental competency to decide whether to proceed with the federal habeas petition
that Scher had filed without permission.
Scher=s
failure to meet the second prong requirement alone is sufficient reason to
affirm the dismissal of the habeas petition.
This case does not present the issue
of how the second Whitmore requirement should be applied when there is no
one who can meet that requirement and there are serious questions about the
mental competency of the inmate that have not been addressed by any court. Sanchez-Velasco=s mental competency to forego further
legal challenges was fully and completely litigated in the state courts. His brother had previously filed a
petition on his behalf in the state courts, and counsel who represented
Sanchez-Velasco in the state collateral proceedings began that representation
with his consent. Unlike
Scher, the brother and prior
counsel have a Asignificant relationship with the
real party in interest@ and under our precedent would be
considered to be sufficiently Adedicated to the best
interests@ of Sanchez-Velasco to meet
Whitmore=s second requirement for next-friend
standing. If there is a
Alast resort@ exception to that second
requirement, this is not a case where it would apply.
B. The Adequate
Explanation Prong
An independently adequate alternative
reason for affirming the district court=s dismissal of the petition is that
Scher also failed to satisfy the first Whitmore prong, which requires
Aan
adequate explanationBsuch
as inaccessibility, mental incompetence, or other disabilityBwhy
the real party in interest cannot appear on his own behalf to prosecute the
action.@
Whitmore, 459 U.S. at 163, 110 S. Ct. at 1727. The usual explanation proffered is
mental incompetency, and that is the theory on which Scher staked his claim to
third-party standing. After
appointing an expert to examine Sanchez-Velasco and holding an evidentiary
hearing on the issue, the district court correctly concluded that Scher had
failed to establish that Sanchez-Velasco is mentally incompetent, but it could
and should have reached that conclusion without having an expert examine
Sanchez-Velasco and holding an evidentiary
hearing.
The district court failed to give the
state courts= determination that Sanchez-Velasco
was mentally competent to decide for himself whether to pursue further
challenges to his conviction and death sentence the presumption of correctness
it was entitled to under Demosthenes v. Baal, 495 U.S. 731, 735, 110 S.
Ct. 2223, 2225 (1990). The
Demosthenes decision requires a
federal court to presume that a state court finding of competency is
correct. Id.; see
also Hauser, 223 F.3d at
1323 (AThese
subsidiary findings, and the ultimate decision [of the state court] that Hauser is competent, are factual in
nature and are entitled to a presumption of correctness.@); 28 U.S.C. '
2254(e)(1). The presumed
correctness of the state court finding can be overcome only if the party
challenging the inmate=s
mental competency comes forward with evidence that clearly and convincingly
establishes incompetency.
Hauser, 223 F.3d at 1323 (AIn
order to rebut these findings, CCRC . . .
must present clear and convincing evidence that Hauser is
incompetent.@). In this case, a state trial court
adjudged Sanchez-Velasco
competent to waive further legal proceedings. That finding was made in October 1996,
and it was affirmed by the Florida Supreme Court in December 1997.
The
filing of the federal habeas petition in this case came two years and two months
after the state trial court had found Sanchez-Velasco mentally competent, and
one year after the Florida Supreme Court had affirmed that finding. That is substantially more time than had
elapsed between the state court findings and the filing of the federal habeas
proceeding in Demosthenes and Hauser, but it is not so much time
as to remove the presumption of correctness, at least where no evidence is
offered that the inmate=s
mental condition has changed in the interval. Cf. Mata v. Johnson,
210 F.3d 324, 332 (5th Cir. 2000) (holding the district court erred
in basing a competency determination on a twelve-year-old finding from state
trial proceedings when there was extensive new evidence of
incompetency).
In
the face of a state court determination that the real party in interest inmate
is mentally competent, in order to be entitled to a federal evidentiary hearing
on the issue a would-be next-friend must proffer evidence that does one of two
things. The proffered evidence
either must clearly and convincingly establish that the state court finding was
erroneous when made, or it must show that even though the state court finding
was correct when made the mental condition of the inmate has deteriorated to the
point that he is no longer mentally competent. Scher did proffer some evidence in the
two-and-a-half pounds of documents appended to the habeas petition, but none of
that evidence clearly and convincingly established that the state
court=s
finding about mental competency was erroneous. Nor did any of it show a change in
Sanchez-Velasco=s
condition since the state court findings were made. In fact, the vast majority of the
evidence in those documents was before the state trial court when it found that
Sanchez-Velasco was mentally competent.[10]
In
these circumstances, the district court should not have appointed another expert
to examine Sanchez-Velasco yet again, it should not have conducted an
evidentiary hearing into the issue, and it should not have made its own
independent finding regarding the mental competence issue. Instead, the district
court
should have accepted as correct the state court finding that Sanchez-Velasco is
mentally competent to decide his legal fate.
Alternatively,
even if Scher had been entitled to have the district court make its own
determination of Sanchez-Velasco=s
mental condition after appointing another expert to examine him and conducting
an evidentiary hearing on the issue, that is what the court did. Scher says the district court made a
number of errors tainting its own finding that Sanchez-Velasco was mentally
competent, but we are not convinced by his arguments.
First,
Scher argues that the district court abused its discretion in choosing the
expert it did to examine Sanchez-Velasco and in failing to appoint an additional
expert picked by Scher. The court had asked Scher and the State
to agree on an expert to do the examination, or failing that, to submit names
from which the court could choose one. They could not agree, so Scher and the
State each submitted two names. The
court chose Dr. Richard Greer, one of the experts whose name the State had
submitted. His qualifications were
beyond question. Dr. Greer was
Chief of the Forensic Psychology Division of the University of Florida Medical
School, where he was
professor of neurology and psychiatry, and he had extensive experience in making
competency evaluations. He
was also familiar with the specific subject matter B
Sanchez-Velasco=s
mind B having conducted an examination as a
court-appointed expert in November
of 1995 to determine if Sanchez-Velasco was mentally competent to stand trial
for the murder of two inmates. (He had found that Sanchez-Velasco was competent at that time to stand
trial or plead guilty.)
Scher does not quarrel with Dr.
Greer=s qualifications. Instead, he argues that, because Dr.
Greer was one of the two experts Florida had suggested, the district court should have also
appointed an expert of Scher=s choosing to evaluate
Sanchez-Velasco. Of course, while
the State put Dr. Greer=s name on the list, it did not select
him, the district court did. Given
Dr. Greer=s sterling qualifications and prior
related work involving Sanchez-Velasco, the court had every reason for doing so. Due process did not require the
appointment of two experts in these circumstances.[11]
In
contesting the fairness of the examination and evidentiary hearing Scher also
argues that Dr. Greer=s
subsequent arrest for possession of cocaine on September 17, 2001, eight months after the examination,
seven months after the report, and three months after he had testified at the
hearing, potentially tainted his expert opinion. Scher maintains the case should be
remanded to the district court with instructions that it consider the
information about Dr. Greer=s
arrest and reweigh his testimony in light of it. Of course, an arrest without a conviction, or the
conduct leading to it, cannot be proven by extrinsic evidence. See F.R.E. 608(b). So far as we know and the parties can
tell us, Dr. Greer has not been convicted of the crime for which he was
arrested. Nor could Scher
even cross-examine Dr. Greer about the conduct or arrest unless Ain
the discretion of the court, [it is] probative of . . . [Dr. Greer=s]
untruthfulness.@ Id. Scher=s
main argument is that the subsequent arrest would show that Dr. Greer was
untruthful when he testified at the evidentiary hearing because the arrest is
probative of his bias at the time.
The theory, as we understand it, is that the district court could infer
from the fact of Dr. Greer=s
arrest that he had slanted his report seven months earlier and his testimony
three months earlier in favor of the State position=s
in order to curry favor in anticipation of a possible future arrest. The theory depends upon each of the
following conjectures: first, that
Dr. Greer had begun using drugs
before the time he issued his report and gave his testimony in this case; second, that at the time he wrote the
report and gave the testimony he anticipated getting caught; and, third, he thought that there was a
reasonable possibility that having written a report and given testimony
consistent with the State=s
position in an unrelated proceeding in the past would lead to more lenient
treatment for him after his anticipated arrest. That conjectural chain is
sufficiently unlikely that any finding based upon it would be clearly
erroneous. For that reason, no
remand is necessary.
In
a recent case we approved the Florida Supreme Court=s
conclusion that evidence of government witnesses=
collateral criminal conduct occurring at the time of their testimony is
inadmissible to show that the witnesses had slanted their testimony in order to
curry favor with the state. Breedlove
v. Moore,
279 F.3d 952 (11th Cir. 2002).
The
Florida Supreme Court had
considered the bias argument, but rejected it
A[b]ecause
the detectives=
criminal conduct was completely unrelated to the charges against Breedlove and
because the detectives had not been indicted or convicted of any crime at the
time of Breedlove=s
trial . . .@
Breedlove, 279 F.3d at 963
(quoting Breedlove v. State, 580 So. 2d 605, 609 (Fla. 1991)).
Because inquiry into the
witnesses= criminal conduct would have done nothing more than A>raise the possibility that [the
detectives] had engaged in bad acts,@ it was not permitted. Id.
(quoting Breedlove v. State, 580 So. 2d at 609). Similarly,
in this case, because Dr.
Greer=s
arrest is unrelated to the issue of Sanchez-Velasco=s
competency, and for the additional reason that it had not occurred at the time
of his report and testimony, evidence of it would be inadmissible.
There
were no procedural flaws in the appointment of Dr. Greer, in his examination and
report, or in his testimony at the hearing, and there is no reason to do any of
it over. Nor are there any flaws in
any other aspect of the proceeding that are adverse to Scher=s
side of the case. Scher had the opportunity to question Dr.
Greer, and he also had the opportunity to present new evidence challenging
Sanchez-Velasco=s
competency, but he failed to do so.
The
district court conducted an
extended colloquy with Sanchez-Velasco
to determine whether he was mentally competent and truly wished to waive his
rights to federal habeas review.
During that colloquy, the court asked Sanchez-Velasco why he had moved to
dismiss the petition, and whether
he understood that doing so meant he likely would be executed. The court asked whether Sanchez-Velasco wanted to
pursue habeas relief, but not with Scher and CCRC as his lawyers. It reminded him that in the state
proceedings he had changed his mind about waiving his post-conviction rights,
and asked whether he was confident that he would not change his mind about this
waiver request. To all of these questions,
Sanchez-Velasco answered in a way that indicated he knew what he was doing and
truly wished to do it.
Finally, the district court=s
finding that Sanchez-Velasco
was competent was not clearly erroneous.
The court had before it an
unbroken string of state court determinations that Sanchez-Velasco
was competent: at the time of the crime, immediately before trial, during trial,
and at the time he sought to waive his Rule 3.850 petition. It had before it an overwhelming
majority of mental health professionals who had determined Sanchez-Velasco
was competent at various times while his state court proceedings were
pending. It had before it Dr.
Greer=s
fresh report and expert testimony at the hearing to the same effect. The court had no evidence before it to indicate
that Sanchez-Velasco
was not competent, other than evidence that had already been presented to and
considered by the state courts.
Finally, the court had the evidence of Sanchez-Velasco=s answers to the court=s questions during the colloquy. In
light of all of this evidence, the district court=s
finding that Sanchez-Velasco was mentally competent was not even close to
erroneous, much less clearly erroneous.
III.
CONCLUSION
Scher
has failed to convince us that the district court should not have granted
Sanchez-Velasco=s
motion to dismiss the federal habeas petition filed in his name without his
consent. On its way to dismissing the petition, the district court made some
errors but all of them wrongly favored Scher. Scher has failed to satisfy either of
the two Whitmore requirements for next-friend standing. He has not shown that he is truly
dedicated to the best interests of the real party in interest, nor has he shown
an adequate explanation for why the real party cannot appear in his own
behalf. In light of the state court
proceedings and his failure to proffer sufficient evidence to warrant another
inquiry in federal court, Scher was not entitled to a re-determination of the
mental competency question in federal court, but he got one. And the one he received was not tainted
by procedural or other errors, nor is the finding the district court reached
clearly erroneous.
That
concludes our technical analysis or explanation in legal terms of why we are
affirming the district
court=s
decision to grant Sanchez-Velasco=s
motion to dismiss the federal habeas petition that had been filed in his
name. But we should not forget the
values that motivated the Supreme Court=s
Whitmore decision and what is really at stake in these kind of cases.
These cases are about the right of self-determination and
freedom to make fundamental choices affecting one=s life. As a death row inmate, Sanchez-Velasco
does not have many choices left.
One choice the law does give
him is whether to fight the death sentence he is under or accede to it.
Sanchez-Velasco, who is mentally competent to make that choice, has decided not
to contest his death sentence any further.
He has the right to make that choice. Todd Scher and CCRC are strangers
to Sanchez-Velasco. He has never asked them to represent him or consented to
have them do so. He has directed
them to leave his case alone, and the law will enforce that directive.
AFFIRMED.
[1]Later, during Sanchez-Velasco=s post-conviction proceedings, Dr. Marina would reverse her opinion and say that Sanchez-Velasco is incompetent, not on the basis of another examination, but because of reading two reports by other experts who reached that conclusion. See footnotes 7 and 12 below.
[2]Those three experts never did examine Sanchez-Velasco, because he withdrew his effort to waive the post-conviction proceedings before they had an opportunity to evaluate him.
[3]In 1993, Drs. Whyte and Herrera=s reports were shown to Dr. Marina, one of the doctors who had examined Sanchez-Velasco for competency prior to his trial and who had testified for the defense during the penalty phase of the trial. On the basis of those reports and information about Sanchez-Velasco=s background provided to her by his lawyers, but without having re-examined him, Dr. Marina wrote a letter in which she reversed her earlier opinion and said Sanchez-Velasco was incompetent. A copy of this letter was before the state trial court during the Rule 3.850 proceedings. Later, in 1994, when Sanchez-Velasco=s lawyers were compiling expert opinions in support of Sanchez-Velasco=s brother=s petition to proceed as Sanchez-Velasco=s next friend, Dr. Marina wrote another letter confirming her changed opinion, which was attached to the next-friend petition.
[4]In addition to the eight experts whose examinations and conclusions have already been described in this opinion and Dr. Ruiz, Dr. Richard Greer also examined Sanchez-Velasco in connection with his trial for murdering two of his fellow inmates while he was death row and found him competent to stand trial or plead guilty. That murder and Dr. Greer=s examination occurred before the state post-conviction proceedings were completed in this case. Sanchez-Velasco II, 702 So.2d at 226.
[5]CCRC=s predecessor, the Capital Collateral Representative, had been prevented from representing Sanchez-Velasco in the state court proceedings because of its representation of another criminal defendant, in whose case Sanchez-Velasco was a witness. That is why Sanchez-Velasco was represented in those state proceedings by volunteer counsel from the Volunteer Lawyers Resource Center and Michael Bowen.
[6]In explaining why it was allowing Scher to challenge Sanchez-Velasco=s mental competency, the district court referred to the fact that Athe petition was filed in December 1998 and Petitioner did not move to withdraw the petition until March 2000.@ Arguably implicit in that statement is a finding that Scher mailed and Sanchez-Velasco received the petition soon after it was filed. Whether that happened does not, in any event, affect our decision of any of the issues in this case.
[7]There were three documents that had not been before the state trial court in the Rule 3.850 proceeding. Two of them were reports, one from Dr. Whyte and one from Dr. Herrera, each from 1994 and each describing conclusions drawn after a 1994 examination following up on an earlier 1993 examination and report by the same doctor. And there was Dr. Marina=s 1994 letter, in which she described how reading the 1994 reports of Drs. Whyte and Herrera had confirmed her 1993 revised conclusion that Sanchez-Velasco was incompetent. See note 3 above. Although the 1994 documents were not before the state trial court in 1996 when it found Sanchez-Velasco competent to waive his state post-conviction proceedings, each of them had been submitted to the Florida Supreme Court when it considered Sanchez-Velasco=s brother=s petition to proceed as next friend. See note 12 below.
[8]This is not a case in which counsel who had been representing an inmate with consent in prior proceedings assumed the inmate would want to continue with the relationship as the legal challenge moved to another court. Even in that situation, we would think the attorney would want to communicate with the inmate before filing a new petition in a different court, although we do not mean to imply that is required. All we address are the facts before us in this case.
[9]We do not mean to say that a district court must decide the second Whitmore prong before it decides the first one, or that it must address both prongs where one of them is not met. See Hauser ex rel. Crawford v. Moore, 223 F.3d 1316, 1321 (11th Cir. 2000) (disposing of the case on the first prong without reaching the second one). A court can consider pragmatic considerations in deciding how to proceed. But what a court should not do is rule that the second Whitmore prong is met because it Amakes good sense@ to rule that way even if the requirements of that prong are not met. If the district court had skipped over the second prong because the first one was not met, that would have been fine. Likewise, if it had held that neither prong was met, that would have been fine. What we disagree with is what we understand to be the district court=s ruling that the second prong was actually met in this case. It was not.
[10]By the time that the district court decided to appoint an expert to examine Sanchez-Velasco and to conduct an evidentiary hearing, Scher had submitted only three pieces of evidence that had not been considered by the state trial court when it found Sanchez-Velasco competent to waive his state post-conviction proceedings. These were the 1994 reports of Drs. Whyte and Herrera, and the 1994 letter of Dr. Marina. See note 7 above. Each of those documents was considered by the Florida Supreme Court in 1994 before it rejected the petition of Sanchez-Velasco=s brother to proceed as next friend, and, more importantly, each one in large part duplicated a 1993 report by the same expert that was before the state trial court in 1996 when it found Sanchez-Velasco competent to waive his state post-conviction proceedings.
[11]Scher also argues that the fact Dr. Greer was accompanied during the examination by one of his students, Dr. Stetson, tainted the process, but none of his arguments in that respect merit further discussion except to say that if those arguments are not frivolous they border on it.